At a Glance
- Tasks: Support compliance controls and ensure regulatory obligations are met in a dynamic fintech environment.
- Company: Join ThinkMarkets, a leading global financial technology company.
- Benefits: Competitive salary, professional development, and a collaborative team culture.
- Other info: Opportunity to work on diverse projects and grow your career in a supportive environment.
- Why this job: Make a real impact in the fast-paced world of online trading and compliance.
- Qualifications: 2+ years in Compliance or related fields, with knowledge of UK regulations.
The predicted salary is between 45000 - 55000 £ per year.
ThinkMarkets is a global financial technology company, specializing in providing multi-asset trading solutions to thousands of clients around the world. We use the latest technologies to give traders seamless access to our proprietary trading platforms.
We are looking for a Compliance Analyst to join our London Compliance team. This role is ideal for someone with experience in the online trading, Forex, CFD, fintech, or broader financial services industry, with a solid understanding of UK financial regulations, AML/KYC requirements, and financial crime prevention.
Working closely with the Compliance team and key stakeholders across the business, you will play an important role in supporting ThinkMarkets in meeting its regulatory obligations and maintaining effective compliance controls within an FCA-regulated environment.
- Contribute to the delivery of the Compliance Monitoring Programme, including thematic reviews, desk-based reviews, and compliance checks across relevant business areas.
- Analyse compliance data and management information to identify trends, potential risks, and areas for improvement, escalating issues where appropriate and supporting practical recommendations.
- Provide day-to-day compliance guidance to internal stakeholders, responding to queries clearly and effectively while maintaining appropriate records.
- Support KYC, client onboarding, and ongoing customer due diligence processes, including the review of client documentation and escalation of potential compliance concerns.
- Support AML and financial crime controls, including transaction monitoring, sanctions screening, and compliance investigations.
- Maintain compliance registers, logs, and trackers, including complaints, training records, regulatory obligations, and policy review schedules.
- Support the preparation of regulatory submissions, compliance reports, and management information as required.
- Review financial promotions, marketing materials, and client communications to ensure alignment with applicable regulatory requirements and internal policies.
- Work closely with Operations, Payments, Risk, Customer Support, and other internal stakeholders to investigate and resolve compliance-related matters.
- Contribute to ad hoc compliance projects and business initiatives, helping to interpret regulatory requirements and translate them into practical, workable outcomes.
- Support compliance activities across ThinkMarkets' onshore and offshore entities and jurisdictions, as required.
2+ years of experience in a Compliance, AML, KYC, Financial Crime, or Regulatory Compliance role within the online trading, Forex, CFD, fintech, or financial services industry.
Experience working within an FCA-regulated financial services environment is highly desirable.
Good understanding of AML/CFT regulations, KYC, CDD, EDD, sanctions screening, and financial crime controls.
Familiarity with the FCA Handbook and UK regulatory requirements.
Knowledge of financial markets and leveraged trading products, including Forex and CFDs.
Senior Compliance Analyst (Insurance) in London employer: ThinkMarkets
ThinkMarkets is an exceptional employer, offering a dynamic work environment in the heart of Chicago where innovation meets opportunity. As the Head of Marketing for ThinkTrader, you will be at the forefront of driving growth in a cutting-edge fintech space, with access to advanced marketing technologies and a culture that prioritises collaboration and employee development. With a commitment to leveraging AI tools and fostering a high-performing team, ThinkMarkets provides a unique platform for professional growth and meaningful contributions to the global trading community.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Analyst (Insurance) in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like ThinkMarkets looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Analyst (Insurance) in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at ThinkMarkets. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at ThinkMarkets
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with ThinkMarkets’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
