At a Glance
- Tasks: Support compliance efforts and ensure regulatory obligations are met in a dynamic fintech environment.
- Company: Join ThinkMarkets, a leading global financial technology company.
- Benefits: Competitive salary, professional development, and a collaborative team culture.
- Other info: Opportunity to work on diverse projects and grow your career in fintech.
- Why this job: Make a real impact in the fast-paced world of online trading and compliance.
- Qualifications: 2+ years in Compliance or related fields, with knowledge of UK regulations.
The predicted salary is between 39600 - 48400 £ per year.
ThinkMarkets is a global financial technology company, specializing in providing multi-asset trading solutions to thousands of clients around the world. We use the latest technologies to give traders seamless access to our proprietary trading platforms.
We are looking for a Compliance Analyst to join our London Compliance team. This role is ideal for someone with experience in the online trading, Forex, CFD, fintech, or broader financial services industry, with a solid understanding of UK financial regulations, AML/KYC requirements, and financial crime prevention.
Working closely with the Compliance team and key stakeholders across the business, you will play an important role in supporting ThinkMarkets in meeting its regulatory obligations and maintaining effective compliance controls within an FCA-regulated environment.
- Contribute to the delivery of the Compliance Monitoring Programme, including thematic reviews, desk-based reviews, and compliance checks across relevant business areas.
- Analyse compliance data and management information to identify trends, potential risks, and areas for improvement, escalating issues where appropriate and supporting practical recommendations.
- Provide day-to-day compliance guidance to internal stakeholders, responding to queries clearly and effectively while maintaining appropriate records.
- Support KYC, client onboarding, and ongoing customer due diligence processes, including the review of client documentation and escalation of potential compliance concerns.
- Support AML and financial crime controls, including transaction monitoring, sanctions screening, and compliance investigations.
- Maintain compliance registers, logs, and trackers, including complaints, training records, regulatory obligations, and policy review schedules.
- Support the preparation of regulatory submissions, compliance reports, and management information as required.
- Review financial promotions, marketing materials, and client communications to ensure alignment with applicable regulatory requirements and internal policies.
- Work closely with Operations, Payments, Risk, Customer Support, and other internal stakeholders to investigate and resolve compliance-related matters.
- Contribute to ad hoc compliance projects and business initiatives, helping to interpret regulatory requirements and translate them into practical, workable outcomes.
- Support compliance activities across ThinkMarkets' onshore and offshore entities and jurisdictions, as required.
2+ years of experience in a Compliance, AML, KYC, Financial Crime, or Regulatory Compliance role within the online trading, Forex, CFD, fintech, or financial services industry.
Experience working within an FCA-regulated financial services environment is highly desirable.
Good understanding of AML/CFT regulations, KYC, CDD, EDD, sanctions screening, and financial crime controls.
Familiarity with the FCA Handbook and UK regulatory requirements.
Knowledge of financial markets and leveraged trading products, including Forex and CFDs.
Senior Analyst, Insurance Risk in London employer: ThinkMarkets
ThinkMarkets is an exceptional employer, offering a dynamic work environment in the heart of Chicago where innovation meets opportunity. As the Head of Marketing for ThinkTrader, you will be at the forefront of driving growth in a cutting-edge fintech space, with access to advanced marketing technologies and a culture that prioritises collaboration and employee development. With a commitment to leveraging AI tools and fostering a high-performing team, ThinkMarkets provides a unique platform for professional growth and meaningful contributions to the global trading community.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Analyst, Insurance Risk in London
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like ThinkMarkets. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Senior Analyst, Insurance Risk in London
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to ThinkMarkets.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on ThinkMarkets's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at ThinkMarkets
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with ThinkMarkets.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at ThinkMarkets will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former ThinkMarkets employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
