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- Tasks: Oversee UK and EU compliance for a fast-growing quant trading hedge fund.
- Company: Join Voleon, a leading tech company in AI and finance.
- Benefits: Competitive pay, daily catered lunches, hybrid work, and expert tech talks.
- Other info: Diverse team backgrounds and excellent career growth opportunities.
- Why this job: Be part of a dynamic team shaping the future of finance with AI.
- Qualifications: 7-10 years in regulated trading; strong knowledge of UK/EU regulations.
The predicted salary is between 80000 - 100000 £ per year.
Voleon is a technology company that applies state-of-the-art AI and machine learning techniques to real-world problems in finance. For nearly two decades, we have led our industry and worked at the frontier of applying AI/ML to investment management. We have become a multibillion-dollar asset manager, and we have ambitious goals for the future. Your colleagues will include internationally recognized experts in artificial intelligence and machine learning research as well as highly experienced finance and technology professionals. The people who shape our company come from other backgrounds, including concert music performances, humanitarian aid, opera singing, sports writing, and BMX racing. You will be part of a team that loves to succeed together. In addition to our enriching and collegial working environment, we offer highly competitive compensation and benefits packages, technology talks by our experts, a beautiful modern office, daily catered lunches, and more.
As the Senior Manager Compliance-UK, you will oversee the UK and EU compliance obligations for our fast growing quant trading hedge fund. These obligations include but are not limited to overseeing all of our European trade and investor reporting obligations, managing all of our contact with the UK and EU regulators, conducting all required compliance training for our UK based employees, managing the UK and EU AML and privacy obligations for our global operation and assisting our US based compliance team with certain key obligations for the US trading operation that may occur during UK hours or involving UK or EU markets. This role is crucial to Voleon’s UK and EU expansion strategy and ensures that the company will stay within the bounds of the regulatory requirements in these new jurisdictions. This role is open to hybrid work in our London office.
Responsibilities
- Oversee all UK and EU trade reporting and regulatory filing responsibilities for the hedge fund complex
- Draft and maintain appropriate policies and procedures for our UK and EU based teams that appropriately address all compliance training, AML and privacy requirements as well as all local regulatory requirements
- Conduct compliance trainings for the UK based team
- Assist the US based regulatory teams with critical responsibilities related to executing on the US regulatory program that may occur during UK trading hours
- Serve as a liaison to the UK and EU regulators on behalf of the Global CCO
Requirements
- 7-10 years of experience in a regulated trading environment. Examples include a hedge fund, a market maker, a retail brokerage firm or a bank trading operation.
- Demonstrated experience working in the UK and EU regulatory environment with strong knowledge of the basic regulatory framework as well as key rules related to asset management, AML, privacy and related concepts.
- Great written and spoken communication skills. Excellent English language proficiency is a requirement. Additional fluency in French or German is highly desirable.
- Familiarity with the operation of the stock, options, futures and bond markets
- Bachelor’s degree is required
- International experience in the EMEA region, previous work experience in the United States a plus
Senior Compliance Manager (London) employer: The Voleon Group
Contact Detail:
The Voleon Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Manager (London)
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, or even hit up LinkedIn. The more you engage with others, the better your chances of landing that Senior Compliance Manager role at Voleon.
✨Show Off Your Skills
When you get the chance to chat with potential employers, make sure to highlight your experience in compliance and regulatory environments. Share specific examples of how you've tackled challenges in the past – it’ll show them you’re the right fit for their team!
✨Prepare for Interviews
Do your homework on Voleon and its compliance needs. Be ready to discuss how your background aligns with their goals, especially in the UK and EU markets. Confidence is key, so practice common interview questions and have your own ready to ask!
✨Apply Through Our Website
Don’t forget to apply directly through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining our amazing team at Voleon.
We think you need these skills to ace Senior Compliance Manager (London)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience in regulated trading environments and any specific compliance training you've conducted. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can help us at Voleon. Don't forget to mention any international experience, especially in the EMEA region.
Show Off Your Communication Skills: Since great communication is key for this role, make sure your application reflects that. Use clear and concise language, and double-check for any typos or grammatical errors. We love a polished application!
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It’s super easy, and you’ll be one step closer to joining our amazing team at Voleon. Good luck!
How to prepare for a job interview at The Voleon Group
✨Know Your Regulations
Make sure you brush up on the UK and EU regulatory frameworks, especially those related to asset management, AML, and privacy. Being able to discuss specific regulations and how they apply to Voleon's operations will show that you're not just familiar with compliance but are also genuinely interested in the role.
✨Showcase Your Experience
Prepare to share concrete examples from your 7-10 years of experience in a regulated trading environment. Highlight situations where you've successfully navigated compliance challenges or implemented training programmes. This will demonstrate your capability and readiness for the Senior Compliance Manager position.
✨Communicate Clearly
Since excellent communication skills are a must, practice articulating your thoughts clearly and concisely. You might even want to rehearse answers to common interview questions with a friend or in front of a mirror. This will help you feel more confident and ensure you convey your ideas effectively during the interview.
✨Cultural Fit Matters
Voleon values a diverse team with varied backgrounds. Be prepared to discuss how your unique experiences can contribute to their collaborative culture. Whether it’s your previous roles or personal interests, showing that you can fit into their team dynamic will give you an edge.