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- Tasks: Conduct audits, report findings, and collaborate on action plans.
- Company: Join a leading global private banking and wealth management firm.
- Benefits: Enjoy a hybrid work model and a great work-life balance.
- Why this job: Be part of a dynamic team making impactful decisions in finance.
- Qualifications: Must be a qualified auditor with 3-5 years in relevant sectors.
- Other info: Willingness to travel for assignments is required.
The predicted salary is between 54000 - 84000 £ per year.
The individual will be responsible for conducting local, regional, or global independent reviews of control frameworks, governance structures, and compliance processes, reporting audit findings, risks, and control deficiencies to the Board, Audit Committee, and Senior Management. The company offers good work-life balance and hybrid working (4 days from the office and 1 from home).
Profile Criteria:
- Finalist or Fully-Qualified auditor (ACA / ACCA / IIA) with a min. of 3-5 years of experience either from industry or from a chartered accountancy practice
- Must bring experience from the private banking, wealth management or asset management sectors
- Excellent communication and stakeholder management skills
- Ambitious individual who is hands-on self-starter, with a proactive work manner with ability and maturity to work in a small IA function
- Willingness to travel (average 4-6 weeks a year)
Responsibilities / Tasks:
- Audit assignment planning – Participates in the effective and efficient diagnostic work on audits, by collecting, organising and analysing the relative information for the specific audit.
- Audit assignment execution.
- Executes the assigned audit work in accordance with Head of Internal Audit instructions.
- Documents work performed in workpapers referencing the relative documents and sources used.
- Provides assurance and identifies potential findings.
- Determines the causes, effects, and significance of the findings.
- Develops recommendations and collaborates with management to develop action plans.
- Develops conclusions.
- Audit assignment reporting – Working with the Head of Internal Audit to deliver well written and clear audit reports.
- Assist the Head of Internal Audit in the reporting of audit findings, risks, and control deficiencies to the Board, Audit Committee, and Senior Management (reports, presentations, and statistics).
- Contribute to the preparation of the internal audit\’s annual Risk Assessment, continuous monitoring to derive the Annual Audit Plan.
- Must perform and document all aspects of audit work in accordance with set departmental quality standards, in particularly any local regulatory requirements and the International Standards for the Professional Practice of Internal Auditing.
- Must be able to travel for regional assignments.
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Business Auditor - Global Private Banking and Wealth Management Firm - Up to £75,000 Base Salar[...] employer: The Virginia Society of CPAs
Contact Detail:
The Virginia Society of CPAs Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Business Auditor - Global Private Banking and Wealth Management Firm - Up to £75,000 Base Salar[...]
✨Tip Number 1
Familiarise yourself with the specific regulations and compliance standards relevant to private banking and wealth management. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the industry.
✨Tip Number 2
Network with professionals in the private banking and wealth management sectors. Attend industry events or join relevant online forums to connect with potential colleagues and learn more about the company culture and expectations.
✨Tip Number 3
Prepare to discuss your previous audit experiences in detail, particularly those that involved stakeholder management and communication. Highlight specific examples where you identified risks and implemented effective solutions.
✨Tip Number 4
Showcase your proactive approach by preparing thoughtful questions about the company's audit processes and how they align with their governance structures. This will reflect your ambition and readiness to contribute from day one.
We think you need these skills to ace Business Auditor - Global Private Banking and Wealth Management Firm - Up to £75,000 Base Salar[...]
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your qualifications as a finalist or fully-qualified auditor (ACA / ACCA / IIA) and emphasises your 3-5 years of relevant experience in private banking, wealth management, or asset management sectors.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Mention your hands-on approach and proactive work manner, and provide examples of how you've successfully managed stakeholder relationships in previous roles.
Showcase Communication Skills: Since excellent communication is key for this position, ensure that your application reflects your ability to convey complex information clearly. Use concise language and structure your documents logically.
Highlight Travel Willingness: Mention your willingness to travel for regional assignments in your application. This shows your commitment to the role and aligns with the company's expectations for travel.
How to prepare for a job interview at The Virginia Society of CPAs
✨Showcase Your Qualifications
Make sure to highlight your ACA, ACCA, or IIA qualifications during the interview. Discuss your 3-5 years of experience in auditing, particularly in private banking or wealth management, as this will demonstrate your suitability for the role.
✨Prepare for Technical Questions
Expect questions related to audit frameworks, governance structures, and compliance processes. Brush up on relevant regulations and standards, as well as your past experiences where you identified control deficiencies and developed recommendations.
✨Demonstrate Communication Skills
Since excellent communication is key for this role, practice articulating your thoughts clearly. Be prepared to discuss how you've effectively communicated audit findings to stakeholders in previous roles, showcasing your ability to engage with senior management.
✨Exhibit a Proactive Attitude
The company values hands-on self-starters, so be ready to share examples of how you've taken initiative in past projects. Discuss situations where you identified risks and took action to mitigate them, demonstrating your proactive work manner.
