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For Companies At a Glance
- Tasks: Support compliance queries and develop policies in a dynamic team environment.
- Company: Join a purpose-driven investment organisation focused on sustainable economic development.
- Benefits: Enjoy a competitive salary and a hybrid working model.
- Why this job: Make a real impact through responsible investing while enhancing your compliance skills.
- Qualifications: Experience in Regulatory Compliance within UK financial institutions is essential.
- Other info: Opportunity to collaborate with various departments and enhance compliance systems.
The predicted salary is between 36000 - 60000 £ per year.
The Client
A purpose-driven investment organisation at the forefront of sustainable economic development across emerging markets. This company is driving economic development through responsible investing, spanning multiple jurisdictions. They are committed to high governance standards and regulatory compliance, ensuring that their impact is both positive and sustainable.
The Role
An exciting opportunity for a Regulatory Compliance Associate to join a dynamic team. You'll provide regulatory advisory support; help manage compliance queries and contribute to the ongoing development of compliance policies and procedures.
Key Responsibilities:
- Handle compliance queries related to Personal Account Dealing, Gifts & Hospitality, and Compliance Declarations.
- Support compliance monitoring and assist with MI reporting for senior management.
- Assist in the drafting and updating of policies and deliver compliance training to business teams.
- Help manage conflicts of interest and ensure adherence to FCA regulations.
- Assist in preparing and reviewing compliance reports for senior management.
- Collaborate with IT and other departments to enhance compliance systems and processes.
About You
The ideal candidate will have:
- Experience in Regulatory Compliance within a UK-regulated financial institution, ideally in private equity, asset management, or banking.
- Knowledge of FCA regulations and market abuse controls.
- Strong analytical and problem-solving skills with a keen attention to detail.
- Proficiency in Microsoft Office and experience with compliance systems.
What's on Offer?
- Competitive salary
- Hybrid working model
- The chance to contribute to sustainable development through responsible investment practices.
Regulatory Compliance Associate | Global Impact Business (12-Month Contract) employer: The Stephen James Partnership
Contact Detail:
The Stephen James Partnership Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Associate | Global Impact Business (12-Month Contract)
✨Tip Number 1
Familiarise yourself with FCA regulations and compliance frameworks relevant to the role. This will not only help you understand the expectations but also allow you to engage in meaningful conversations during interviews.
✨Tip Number 2
Network with professionals in the regulatory compliance field, especially those working in private equity or asset management. Attend industry events or webinars to build connections that could lead to referrals or insider information about the role.
✨Tip Number 3
Prepare to discuss specific compliance scenarios you've encountered in your previous roles. Highlight your problem-solving skills and how you managed compliance queries effectively, as this will demonstrate your hands-on experience.
✨Tip Number 4
Showcase your analytical skills by being ready to discuss how you’ve used data to inform compliance decisions. Being able to articulate your approach to compliance monitoring and reporting will set you apart from other candidates.
We think you need these skills to ace Regulatory Compliance Associate | Global Impact Business (12-Month Contract)
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to grasp the key responsibilities and requirements. Tailor your application to highlight your relevant experience in regulatory compliance, especially within UK-regulated financial institutions.
Highlight Relevant Experience: In your CV and cover letter, emphasise your experience with FCA regulations and any previous roles in private equity, asset management, or banking. Use specific examples to demonstrate your analytical skills and attention to detail.
Showcase Your Skills: Make sure to mention your proficiency in Microsoft Office and any experience with compliance systems. This will show that you have the technical skills necessary for the role.
Craft a Compelling Cover Letter: Write a cover letter that not only outlines your qualifications but also expresses your passion for sustainable economic development and responsible investing. Make it personal and engaging to stand out from other candidates.
How to prepare for a job interview at The Stephen James Partnership
✨Know Your Regulations
Familiarise yourself with FCA regulations and market abuse controls. Be prepared to discuss how these regulations impact the role and the organisation's compliance practices.
✨Showcase Your Analytical Skills
Prepare examples that demonstrate your strong analytical and problem-solving skills. Highlight situations where you've successfully navigated compliance queries or developed policies.
✨Understand the Company’s Mission
Research the company’s commitment to sustainable economic development. Be ready to explain how your values align with their purpose-driven approach to responsible investing.
✨Prepare for Scenario Questions
Anticipate scenario-based questions related to compliance issues, such as handling conflicts of interest or managing compliance training. Think through your responses to showcase your practical knowledge.
