A premier global law firm is seeking a Financial Services Regulatory Paralegal to join its top-tier Financial Services Regulatory practice, supporting partners and associates on regulatory matters affecting banks, broker-dealers, investment advisers, and other financial institutions. Key Responsibilities Support regulatory filings, licensing applications, and registrations (SEC, FINRA, Federal Reserve, OCC, FDIC, state regulators) Assist with regulatory examinations, inquiries, and enforcement matters, including document review and production Research regulatory requirements and track developments in financial services law Maintain compliance calendars and filing deadlines Draft correspondence, memoranda, and client-ready summaries Manage documents/data via e-discovery and document management platforms Qualifications Minimum 6 months of financial services regulatory experience, in private practice or in-house - required Bachelor's degree required; paralegal certificate preferred Familiarity with key regulators (SEC, FINRA, Federal Reserve, OCC, CFPB) preferred Strong research, writing, and organizational skills Ability to manage deadlines independently in a fast-paced environment High discretion with confidential information
Paralegal - FS Regulatory - Elite US Law Firm employer: The Stephen James Partnership
As a leading law firm, we pride ourselves on fostering a collaborative and inclusive work culture that empowers our employees to thrive. Our commitment to professional development ensures that as a Law Clerk, you will have access to ongoing training and mentorship opportunities, allowing you to grow your legal expertise in a supportive environment. Located in a vibrant city, we offer a dynamic workplace where your contributions are valued, and you can make a meaningful impact in the field of employment law.
Contact Details:
The Stephen James Partnership Recruitment Team
