A premier global law firm is seeking a Financial Services Regulatory Paralegal to join its top-tier Financial Services Regulatory practice, supporting partners and associates on regulatory matters affecting banks, broker-dealers, investment advisers, and other financial institutions.
Key Responsibilities
- Support regulatory filings, licensing applications, and registrations (SEC, FINRA, Federal Reserve, OCC, FDIC, state regulators)
- Assist with regulatory examinations, inquiries, and enforcement matters, including document review and production
- Research regulatory requirements and track developments in financial services law
- Maintain compliance calendars and filing deadlines
- Draft correspondence, memoranda, and client-ready summaries
- Manage documents/data via e-discovery and document management platforms
Qualifications
- Minimum 6 months of financial services regulatory experience, in private practice or in-house - required
- Bachelor's degree required; paralegal certificate preferred
- Familiarity with key regulators (SEC, FINRA, Federal Reserve, OCC, CFPB) preferred
- Strong research, writing, and organizational skills
- Ability to manage deadlines independently in a fast-paced environment
- High discretion with confidential information
Paralegal - FS Regulatory - Elite US Law Firm in City of London employer: The Stephen James Partnership
As a leading law firm, we pride ourselves on fostering a collaborative and inclusive work culture that empowers our employees to thrive. Our commitment to professional development ensures that as a Law Clerk, you will have access to ongoing training and mentorship opportunities, allowing you to grow your legal expertise in a supportive environment. Located in a vibrant city, we offer a dynamic workplace where your contributions are valued, and you can make a meaningful impact in the field of employment law.
Contact Details:
The Stephen James Partnership Recruitment Team
