At a Glance
- Tasks: Support regulatory compliance and strengthen ethical culture in a dynamic financial services environment.
- Company: Join the Scottish National Investment Bank, a leader in ethical investment.
- Benefits: Enjoy a competitive salary, 30 days leave, and a supportive hybrid work culture.
- Other info: We value diverse perspectives and encourage applications from all backgrounds.
- Why this job: Make a real impact on compliance and governance while growing your career.
- Qualifications: Experience in compliance within UK regulated financial services is essential.
The predicted salary is between 61000 - 71000 £ per year.
The Scottish National Investment Bank is seeking a Senior Associate - Compliance to join our Governance, Legal, Risk & Compliance (GLRC) function during an important period of organisational delivery and evolution. Reporting to the Head of Compliance, this role plays a key part in supporting the Bank's regulatory compliance obligations, strengthening conduct risk management, and embedding a strong, ethical and compliant culture across the organisation. This is an excellent opportunity for an experienced compliance professional who enjoys working in a hands‑on, advisory role within a regulated financial services environment. We welcome applications from candidates who believe they can excel in this role, even if you do not meet every requirement. We value diverse experience and perspectives and encourage applications from all backgrounds.
Key Responsibilities
- Regulatory Compliance & Advisory: Support the Head of Compliance across all aspects of financial services regulatory compliance, including the development of effective compliance infrastructure, processes and controls. Provide day‑to‑day advice and support to business areas on regulatory and compliance matters, liaising with internal teams, external advisers and industry bodies as required. Maintain oversight of regulatory developments, ensuring emerging requirements are tracked and communicated appropriately.
- Monitoring, Assurance & Reporting: Administer the Compliance Monitoring Plan, including undertaking monitoring reviews and sampling to provide assurance to Executive Committee and Board‑level committees. Support the preparation of monthly and quarterly Compliance MI for ExCo, the SIL Board and the PLC Risk Management & Conflicts Committee. Maintain key compliance registers, including Conflicts of Interest, Breaches and Complaints. Support the design, administration and delivery of the Bank's regulatory and enterprise risk training programme, including induction and ongoing training. Maintain training records and materials, including use of the VinciWorks platform. Support ongoing compliance with financial crime prevention legislation, including maintenance of policies, BWRA / RCSA components and the MLRO Annual Report.
- Operational Compliance Support: Manage personal account dealing and securities trading records, including administration of Information Barriers and the Restricted List. Review and approve marketing and promotional materials in line with Financial Promotions and Communications policies. Support 'four‑eyes' quality control checks of Investment Origination and Portfolio KYC files, proactively escalating issues where required.
Key Skills and Experience
- Previous experience working within a compliance function in a UK regulated financial services organisation.
- Experience in investment management and/or investment banking environments is desirable.
- Demonstrable written and verbal communication skills, with the ability to engage confidently with a range of stakeholders.
- High attention to detail and a methodical, organised approach to work.
- Ability to manage competing priorities and deliver to deadlines in a pressured environment.
- Comfortable handling sensitive and confidential information with discretion.
- Self‑motivated, proactive and able to work effectively on own initiative as well as part of a team.
What We Offer
At the Scottish National Investment Bank, we offer a supportive culture that values your expertise and autonomy, encourages continuous learning, and provides opportunities for meaningful work. The salary range is £61‑71k, depending on experience, with additional benefits including 30 days annual leave plus public holidays, a 12% non‑contributory pension, volunteer days, and more. We operate a hybrid working model and are open to discussing flexible working patterns. If you are eligible under the Disability Confident Scheme or need any adjustments to support your application, please reach out to us. We are committed to providing the support needed for you to participate fully in our recruitment process.
Senior Associate – Compliance in Glasgow employer: The Scottish National Investment Bank plc
The Scottish National Investment Bank is an exceptional employer that fosters a supportive and inclusive work culture, prioritising employee growth and development. With a competitive salary range of £61-71k, generous benefits including 30 days annual leave, a 12% non-contributory pension, and a commitment to flexible working arrangements, we empower our team to thrive in a dynamic financial services environment while making a meaningful impact.
Contact Details:
The Scottish National Investment Bank plc Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Senior Associate – Compliance in Glasgow
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like The Scottish National Investment Bank plc looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Associate – Compliance in Glasgow
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at The Scottish National Investment Bank plc. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at The Scottish National Investment Bank plc
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with The Scottish National Investment Bank plc’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
