Market Abuse Trade Surveillance Analyst (3-5 years experience)

Market Abuse Trade Surveillance Analyst (3-5 years experience)

Full-Time 80000 - 80000 £ / year (est.) Home office (partial)
The RP Research

At a Glance

  • Tasks: Monitor trades, investigate alerts, and identify market abuse to maintain integrity.
  • Company: Dynamic corporate broker in London focused on market integrity.
  • Benefits: Salary up to £80,000, hybrid working, and clear progression opportunities.
  • Other info: Perfect for early-career professionals eager to learn and grow.
  • Why this job: Join a key role in safeguarding market integrity while advancing your career.
  • Qualifications: 3-5 years in market abuse surveillance with knowledge of cash equities.

The predicted salary is between 80000 - 80000 £ per year.

We are currently partnering with a corporate broker based in London that is seeking to hire a Market Abuse Surveillance Analyst on a full-time basis. This role plays a key part in maintaining market integrity, with responsibilities focused on trade surveillance, alert investigation, and identifying potential market abuse or other improper trading activity.

The successful candidate will be responsible for identifying risks, issues, and discrepancies, and proactively escalating matters to the Surveillance Manager. This opportunity would suit someone earlier in their career who is looking to learn and develop, with a clear scope for progression and professional growth.

What’s on offer:

  • Salary up to £80,000
  • Hybrid working (4 days in the office)

The Requirements:

  • Market Abuse Surveillance experience / SME
  • Experience working in an Investment Bank / Corporate Broker
  • Knowledge of Cash Equities and Equity Derivatives
  • 3-5 years experience in a Surveillance role

Market Abuse Trade Surveillance Analyst (3-5 years experience) employer: The RP Research

Join a dynamic corporate broker in London that prioritises market integrity and offers a supportive work culture. With a competitive salary of up to £80,000 and hybrid working options, this role not only provides a platform for professional growth but also fosters an environment where you can develop your skills in trade surveillance. Embrace the opportunity to make a meaningful impact while advancing your career in a thriving financial hub.

The RP Research

Contact Details:

The RP Research Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Market Abuse Trade Surveillance Analyst (3-5 years experience)

Tip Number 1

Network like a pro! Reach out to professionals in the market abuse and trade surveillance space. Attend industry events or webinars, and don’t be shy about connecting on LinkedIn. We all know that sometimes it’s not just what you know, but who you know!

Tip Number 2

Prepare for those interviews by brushing up on your knowledge of market abuse regulations and trade surveillance techniques. We recommend doing mock interviews with friends or using online platforms to get comfortable with common questions. The more prepared you are, the more confident you'll feel!

Tip Number 3

Showcase your analytical skills! During interviews, be ready to discuss specific examples of how you've identified risks or discrepancies in past roles. We want to see your thought process and how you tackle challenges head-on.

Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always looking for passionate candidates who are eager to learn and grow in their careers. Let’s make it happen together!

We think you need these skills to ace Market Abuse Trade Surveillance Analyst (3-5 years experience)

Market Abuse Surveillance
Alert Investigation
Risk Identification
Issue Resolution
Discrepancy Analysis
Surveillance Reporting
Investment Banking Knowledge

Some tips for your application 🫡

Tailor Your CV:Make sure your CV highlights your experience in market abuse surveillance and any relevant roles you've had. We want to see how your skills align with the responsibilities mentioned in the job description.

Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about maintaining market integrity and how your background makes you a great fit for this role. Keep it concise but impactful.

Showcase Relevant Experience:When detailing your experience, focus on specific examples of trade surveillance and alert investigations you've conducted. We love seeing how you've identified risks and escalated issues in previous roles.

Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity!

How to prepare for a job interview at The RP Research

Know Your Stuff

Make sure you brush up on your knowledge of market abuse regulations and trade surveillance practices. Familiarise yourself with the specific tools and techniques used in the industry, as well as any recent trends or changes in legislation that could impact the role.

Showcase Your Experience

Prepare to discuss your previous roles in detail, especially any experience related to trade surveillance or working in an investment bank. Be ready to share specific examples of how you've identified risks or discrepancies in past positions, as this will demonstrate your capability and understanding of the job.

Ask Insightful Questions

Think of some thoughtful questions to ask during the interview. This could be about the company's approach to market integrity, the tools they use for surveillance, or opportunities for professional development. It shows you're genuinely interested and engaged with the role.

Demonstrate Your Growth Mindset

Since this role is ideal for someone looking to learn and develop, highlight your eagerness to grow within the company. Share examples of how you've taken initiative in your career to learn new skills or adapt to changes, which will resonate well with the hiring team.