At a Glance
- Tasks: Lead risk management and compliance activities, reporting to the Board and managing regulatory matters.
- Company: Join a top-tier real estate investment management firm with a strong reputation in the industry.
- Benefits: Enjoy competitive salary, professional development opportunities, and a collaborative work environment.
- Why this job: Make a real impact by shaping compliance strategies and ensuring regulatory adherence in a dynamic sector.
- Qualifications: University degree or relevant qualifications; extensive experience in risk and compliance within financial services.
- Other info: Act as MLRO and Data Protection Officer, influencing at board level and leading compliance investigations.
The predicted salary is between 43200 - 72000 £ per year.
We are partnering with a real estate investment management firm seeking an experienced Risk & Compliance Manager to join the business on a permanent basis.
This is a senior, hands-on role with responsibility for overseeing all risk and compliance activities across the organisation. You will manage and report on risk matters to the Risk & Compliance Committee and the Board, provide regulatory and compliance advice across the business, and deliver training to employees at all levels. The role will also include acting as MLRO and Data Protection Officer.
You will develop and implement a comprehensive compliance strategy aligned with the firm’s broader business objectives, ensuring regulatory and reputational risks are effectively identified, managed, and mitigated. Acting as a trusted adviser to the Board, you will provide clear guidance on regulatory, business, and reputational matters.
A core focus of the role will be maintaining compliance with FCA regulations, including AML, financial promotions, and the Senior Managers & Certification Regime (SM&CR), as well as AIFMD and MiFID II.
The successful candidate will hold a university degree or relevant professional qualifications such as ICA, ACAMS, or CCEP, and will bring significant experience in a similar risk and compliance leadership role. Strong knowledge of financial services regulation and industry best practice is essential, including experience leading compliance investigations. Excellent leadership, stakeholder management, and influencing skills are required, along with the confidence to challenge effectively at senior and Board level.
Risk Compliance Manager employer: The Law Support Group
Contact Detail:
The Law Support Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk Compliance Manager
✨Tip Number 1
Network with professionals in the financial services sector, especially those who have experience in risk and compliance roles. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in the field.
✨Tip Number 2
Familiarise yourself with the specific FCA regulations mentioned in the job description, such as AML and MiFID II. Being able to discuss these regulations confidently during interviews will demonstrate your expertise and commitment to compliance.
✨Tip Number 3
Prepare to showcase your leadership skills by thinking of examples where you've influenced decision-making at a senior level. Highlighting your ability to challenge the status quo effectively can set you apart from other candidates.
✨Tip Number 4
Research the company’s recent compliance initiatives or any public information regarding their risk management strategies. This knowledge will allow you to tailor your discussions and show genuine interest in how you can contribute to their goals.
We think you need these skills to ace Risk Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in risk and compliance roles, particularly within financial services. Emphasise any relevant qualifications such as ICA, ACAMS, or CCEP, and showcase your understanding of FCA regulations.
Craft a Compelling Cover Letter: In your cover letter, explain why you are the perfect fit for the Risk Compliance Manager role. Discuss your experience managing compliance activities, leading investigations, and your ability to influence at board level. Be specific about how your skills align with the company's objectives.
Showcase Relevant Achievements: Include specific examples of your past achievements in risk management and compliance. Highlight any successful strategies you developed or implemented that resulted in improved compliance or risk mitigation.
Proofread and Edit: Before submitting your application, thoroughly proofread your documents. Check for spelling and grammatical errors, and ensure that your writing is clear and professional. A polished application reflects your attention to detail, which is crucial for a compliance role.
How to prepare for a job interview at The Law Support Group
✨Know Your Regulations
Make sure you have a solid understanding of FCA regulations, AML, and other relevant compliance frameworks. Be prepared to discuss how these regulations impact the role and the business.
✨Showcase Your Leadership Skills
As a Risk Compliance Manager, you'll need to demonstrate strong leadership abilities. Prepare examples of how you've influenced decision-making at a senior level and how you've successfully led compliance investigations.
✨Prepare for Technical Questions
Expect technical questions related to risk management and compliance strategies. Brush up on your knowledge of AIFMD and MiFID II, and be ready to explain how you would develop and implement compliance strategies.
✨Demonstrate Your Training Experience
Highlight any experience you have in providing training or guidance on compliance matters. Be ready to discuss how you can effectively communicate complex regulatory requirements to various stakeholders within the organisation.