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- Tasks: Oversee risk and compliance activities, manage reporting, and provide regulatory advice.
- Company: Dynamic real estate investment management firm with a focus on compliance.
- Benefits: Competitive salary, professional development, and a chance to shape compliance strategy.
- Why this job: Make a real impact by ensuring regulatory compliance and advising the Board.
- Qualifications: University degree or relevant qualifications with significant experience in risk and compliance.
- Other info: Join a supportive team and grow your career in a vital leadership role.
The predicted salary is between 48000 - 72000 £ per year.
We are partnering with a real estate investment management firm seeking an experienced Risk & Compliance Manager to join the business on a permanent basis. This is a senior, hands-on role with responsibility for overseeing all risk and compliance activities across the organisation.
You will manage and report on risk matters to the Risk & Compliance Committee and the Board, provide regulatory and compliance advice across the business, and deliver training to employees at all levels. The role will also include acting as MLRO and Data Protection Officer.
You will develop and implement a comprehensive compliance strategy aligned with the firm’s broader business objectives, ensuring regulatory and reputational risks are effectively identified, managed, and mitigated. Acting as a trusted adviser to the Board, you will provide clear guidance on regulatory, business, and reputational matters.
A core focus of the role will be maintaining compliance with FCA regulations, including AML, financial promotions, and the Senior Managers & Certification Regime (SM&CR), as well as AIFMD and MiFID II.
The successful candidate will hold a university degree or relevant professional qualifications such as ICA, ACAMS, or CCEP, and will bring significant experience in a similar risk and compliance leadership role. Strong knowledge of financial services regulation and industry best practice is essential, including experience leading compliance investigations.
Risk & Compliance Monitoring Manager in City of London employer: The Law Support Group
Contact Detail:
The Law Support Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Compliance Monitoring Manager in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the real estate and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance strategies. Be ready to discuss how you've tackled risk management in the past. Show them you’re not just a candidate, but the right fit for their team!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds and shows your enthusiasm.
✨Tip Number 4
Apply through our website for the best chance at landing that Risk & Compliance Monitoring Manager role. We make it easy for you to showcase your skills and experience directly to the hiring team. Let’s get you that job!
We think you need these skills to ace Risk & Compliance Monitoring Manager in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Risk & Compliance Manager role. Highlight your relevant experience and qualifications, especially those that align with FCA regulations and compliance strategies. We want to see how your background fits perfectly with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this senior role. Share specific examples of how you've managed risk and compliance in the past, and don’t forget to mention your leadership experience. We love a good story!
Showcase Your Qualifications: If you’ve got professional qualifications like ICA, ACAMS, or CCEP, make them stand out! We’re keen on candidates who bring significant expertise to the table, so don’t be shy about showcasing your credentials in both your CV and cover letter.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at The Law Support Group
✨Know Your Regulations
Make sure you brush up on FCA regulations, AML, and the SM&CR before your interview. Being able to discuss these topics confidently will show that you’re not just familiar with the rules but also understand their implications for the business.
✨Showcase Your Leadership Skills
As a Risk & Compliance Monitoring Manager, you'll be expected to lead and advise. Prepare examples of how you've successfully managed teams or projects in the past, especially in compliance investigations. This will demonstrate your capability to take charge and guide others.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific risk scenarios or compliance challenges. Think through potential situations you might face in the role and outline your approach to resolving them. This will highlight your problem-solving skills and strategic thinking.
✨Align with Business Objectives
Be ready to discuss how you can develop and implement a compliance strategy that aligns with the firm's broader goals. Research the company’s mission and values, and think about how your experience can contribute to their success while managing risks effectively.