At a Glance
- Tasks: Advise on compliance matters and support policy development in a dynamic law firm.
- Company: Join a highly regarded national law firm with a strong focus on compliance.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Opportunity for career growth in a collaborative and innovative team.
- Why this job: Make a real impact by ensuring compliance and helping lawyers navigate regulations.
- Qualifications: 3+ years of compliance experience and strong knowledge of SRA Regulations.
The predicted salary is between 45000 - 55000 £ per year.
Compliance Advisor
We're working with a highly regarded national law firm seeking a Compliance Advisor to join its growing Risk & Compliance team.
Working closely with the Head of Compliance, you'll advise lawyers across the firm on a broad range of regulatory matters, including AML, SRA Standards & Regulations, conflicts, GDPR, Lexcel and firm-wide compliance initiatives.
The role includes
- Advising on SRA Standards & Regulations
- AML, CDD, Source of Wealth/Funds and client onboarding
- Conflict of interest advice
- GDPR and Data Protection guidance
- Internal audits and Lexcel accreditation
- Delivering compliance training
- Supporting policy development and continuous improvement
You'll need
- 3+ years' compliance experience within a UK law firm
- Strong knowledge of SRA Regulations and AML requirements
- Previous experience advising on conflicts
- Confidence working directly with partners and fee earners
- Excellent communication and stakeholder management skills
We think you need these skills to ace Anti-Money Laundering Executive in Birmingham
Compliance Experience
Knowledge of SRA Regulations
AML Requirements
Client Due Diligence (CDD)
Source of Wealth/Funds Analysis
Conflict of Interest Advice
GDPR and Data Protection Guidance
