At a Glance
- Tasks: Supervise advisers, conduct assessments, and ensure compliance with regulatory standards.
- Company: Join a leading financial services firm focused on professional standards and compliance.
- Benefits: Enjoy a competitive salary, hybrid work options, and additional perks.
- Why this job: Make a real impact in the advisory team while developing your coaching skills.
- Qualifications: Experience in training, knowledge of FCA requirements, and strong communication skills are essential.
- Other info: This role is based in London with a flexible hybrid working model.
The predicted salary is between 36000 - 60000 £ per year.
We are partnering with a leading financial services firm looking to maintain and improve professional standards within their advisory team. That’s where you come in...
As a Training Supervisor you will:
- Provide structured supervision for a portfolio of advisers, including regular assessments and one-on-one reviews.
- Establish and maintain development plans for individuals based on risk and performance factors.
- Support advisers in applying internal frameworks to advice delivery, offering guidance where clarification is needed.
- Ensure all advisers remain appropriately certified and qualified.
- Conduct and document annual competence evaluations and adjust authorisation levels based on current capability.
- Record supervision activities in line with regulatory and internal standards.
- Promote consistent completion of suitability reviews and escalate non-compliance when necessary.
You’ll likely be someone who:
- Has prior experience within a similar Training role.
- Possesses strong knowledge of FCA T&C requirements.
- Has experience supervising regulated advisers.
- Is an excellent communicator with strong coaching skills.
- Is detail-oriented, proactive, and well-organised.
Training Supervisor employer: The Graduate Project
Contact Detail:
The Graduate Project Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Training Supervisor
✨Tip Number 1
Familiarise yourself with the FCA's Training and Competence (T&C) requirements. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to compliance and professional standards.
✨Tip Number 2
Network with professionals in the financial services sector, especially those who have experience in training and supervision roles. Engaging with them can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully supervised advisers or implemented training programmes in the past. Highlighting your achievements will showcase your capability and fit for the role.
✨Tip Number 4
Stay updated on the latest trends and challenges in the financial services industry. Being knowledgeable about current issues will allow you to engage in meaningful conversations during interviews and show your proactive approach.
We think you need these skills to ace Training Supervisor
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to understand the key responsibilities and requirements for the Training Supervisor position. Tailor your application to highlight relevant experience and skills that align with these expectations.
Highlight Relevant Experience: In your CV and cover letter, emphasise any previous roles in training or supervision, particularly within financial services. Use specific examples to demonstrate your knowledge of FCA T&C requirements and your ability to support advisers effectively.
Showcase Communication Skills: Since excellent communication is crucial for this role, provide examples of how you've successfully communicated complex information or coached individuals in past positions. This could be through specific projects or initiatives you've led.
Proofread Your Application: Before submitting your application, carefully proofread your documents to ensure there are no spelling or grammatical errors. A well-presented application reflects your attention to detail and professionalism, which are essential traits for a Training Supervisor.
How to prepare for a job interview at The Graduate Project
✨Know Your Regulations
Familiarise yourself with the FCA's Training and Competence (T&C) requirements. Being able to discuss these regulations confidently will demonstrate your expertise and show that you understand the compliance landscape.
✨Showcase Your Coaching Skills
Prepare examples of how you've successfully coached or supervised advisers in the past. Highlight specific instances where your guidance led to improved performance or compliance, as this will resonate well with the interviewers.
✨Be Detail-Oriented
Since the role requires meticulous documentation and adherence to standards, be ready to discuss how you ensure accuracy in your work. Mention any tools or methods you use to stay organised and detail-oriented.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's internal frameworks and their approach to adviser supervision. This shows your genuine interest in the role and helps you assess if the company aligns with your professional values.