Compliance policy officer in Aberdeen

Are you a proactive Compliance Policy SME looking for your next challenge?

Do you have strong experience with FCA regulatory developments, horizon scanning and regulatory reporting?

Our client, a renowned Investment Management firm is hiring a Compliance Policy Officer at a senior level, to join their dynamic Compliance team. Based in Leeds, they are offering up to £60,000 plus 2 days’ WFH (after training), and wider benefits alongside an inclusive culture which

will support your professional growth.

Key responsibilities include:

• Manage and ownership of Compliance Policy frameworks including embedding and proactively improving existing policies.
• Work in partnership with stakeholders at all levels within the firm to support understanding new regulatory developments, advising on business-critical areas and training on compliance policy.
• Anticipating new areas of regulation, providing the business with regular updates and lead on horizon scanning.

Ideally you will have or be:

• CISI Level 3 qualifications (must) and willingness to become level 6 qualified.
• Extensive compliance policy experience within an investment management, financial planning or wealth management environment.
• 5 years’ experience with horizon scanning and interpreting / working with regulatory developments.
• Solid knowledge and exposure to regulations e.g AML, MAR, SMCR and MiFID.
• Strategic thinker with excellent communication, negotiation and stakeholder management skills across the whole business and stakeholders at all levels.

If this sounds like an interesting next step for you or someone in your network that you could recommend, please reach out today!