At a Glance
- Tasks: Lead MIFIDPRU regulatory reporting and ensure compliance with FCA requirements.
- Company: Dynamic London-based investment firm with a strong growth trajectory.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Opportunity for career advancement in a supportive and innovative team.
- Why this job: Become a key player in shaping regulatory governance within a growing firm.
- Qualifications: Strong FCA regulatory reporting experience and analytical skills required.
The predicted salary is between 60000 - 75000 £ per year.
FD Capital is pleased to be supporting a growing FCA-authorised investment firm in the appointment of a MIFIDPRU Regulatory Reporting Manager. Our client is a well-established London-based financial services business operating within the UK investment sector. The firm has grown significantly in recent years and now employs approximately 50-250 staff across investment management, operations, compliance and corporate functions. As the business continues to scale, regulatory reporting requirements have become increasingly complex. This newly created role reflects the firm's commitment to strengthening its regulatory infrastructure and ensuring the highest standards of reporting, governance and prudential oversight. The successful candidate will become the firm's subject matter expert for MIFIDPRU reporting and will work closely with Finance, Compliance, Risk and senior management.
Responsibilities
- Lead the preparation and submission of MIFIDPRU regulatory returns and prudential reporting.
- Maintain ownership of ICARA processes, including ongoing monitoring, review and documentation.
- Support the calculation and monitoring of Own Funds, Fixed Overheads Requirement (FOR), K-Factors and capital adequacy metrics.
- Coordinate regulatory reporting activities across Finance, Risk, Compliance and Operations teams.
- Develop and enhance regulatory reporting controls, procedures and governance frameworks.
- Prepare management information and Board reporting relating to prudential risk and regulatory capital.
- Support internal and external audits relating to regulatory reporting and prudential requirements.
- Liaise with the FCA regarding reporting matters and information requests.
- Monitor regulatory developments and assess their impact on the firm's reporting obligations.
- Drive improvements in reporting processes, automation and data quality.
- Act as the firm's internal subject matter expert for MIFIDPRU requirements.
Qualifications
- Strong experience of FCA regulatory reporting within an investment management, wealth management, broker-dealer or wider investment firm environment.
- Practical experience preparing or reviewing MIFIDPRU returns.
- Detailed understanding of ICARA requirements and prudential risk frameworks.
- Knowledge of Own Funds calculations, FOR requirements, K-Factor methodologies and capital adequacy monitoring.
- Experience working closely with Finance, Compliance and Risk functions.
- Strong analytical and problem-solving skills.
- Excellent stakeholder management and communication abilities.
- Advanced Excel and financial reporting skills.
Highly Desirable
- Experience within a UK asset manager, wealth manager or broker-dealer.
- Previous involvement in regulatory change or remediation projects.
- Accounting qualification (ACA, ACCA, CIMA) or relevant regulatory qualification.
- Experience implementing regulatory reporting systems or process automation initiatives.
- Exposure to FCA supervisory reviews and regulatory interactions.
MIFIDPRU Regulatory Reporting Manager in Southend-on-Sea employer: The FCA
FD Capital is an exceptional employer, offering a dynamic work environment within a well-established London-based investment firm that prioritises regulatory excellence and employee development. With a commitment to fostering a collaborative culture, the firm provides ample opportunities for professional growth, particularly in the realm of regulatory reporting, while ensuring employees are supported through competitive benefits and a focus on work-life balance. Joining this team means becoming part of a forward-thinking organisation that values expertise and innovation in the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land MIFIDPRU Regulatory Reporting Manager in Southend-on-Sea
✨Tap into Campus Networks
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We think you need these skills to ace MIFIDPRU Regulatory Reporting Manager in Southend-on-Sea
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to The FCA.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on The FCA's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at The FCA
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with The FCA.
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Before your interview, reach out to current or former The FCA employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
