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- Tasks: Lead the FCA Conduct Regulation strategy and ensure compliance with financial crime standards.
- Company: Join a leading financial services firm committed to regulatory excellence and integrity.
- Benefits: Enjoy a permanent role with competitive salary, professional development, and flexible working options.
- Why this job: Make a real impact in shaping regulatory strategies while collaborating with top industry professionals.
- Qualifications: Must have relevant professional qualifications and significant senior management experience in compliance.
- Other info: Be the key liaison with the FCA, driving successful regulatory interactions.
The predicted salary is between 43200 - 72000 £ per year.
As Head of Conduct Regulation (Operations), you will play a crucial role in setting and delivering the FCA Conduct Regulation and Financial Crime strategy, ensuring alignment with business risk appetite and regulatory standards.
- Shaping regulatory strategy – Define and develop the FCA Conduct Regulation and Financial Crime strategy in collaboration with the Head of Compliance and Risk Director.
- Regulatory guidance – Provide expert interpretation of FCA regulations, ensuring the business remains compliant and up to date with market practices.
- Stakeholder management – Act as the primary point of contact for the FCA, coordinating regulatory interactions and ensuring successful outcomes.
- Governance and oversight – Lead compliance consultancy and financial crime planning, reporting, and assurance to support business risk management and decision-making.
Professional qualification in a relevant discipline (e.g., Chartered Insurance Institute (ACII), Financial Crime Diploma). Significant Senior Management experience in a regulatory or compliance role within financial services/insurance. Extensive knowledge of FCA Conduct Regulation and compliance best practices, across general insurance and financial services. Experience in financial crime prevention and risk management within insurance or financial services. Ability to interpret and apply FCA Handbook requirements to business operations.
Head of Conduct Regulation (Operations) – 28652 employer: The Emerald Group
Contact Detail:
The Emerald Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Conduct Regulation (Operations) – 28652
✨Tip Number 1
Network with professionals in the financial services and compliance sectors. Attend industry events or webinars where you can meet people who are already working in similar roles. This can help you gain insights into the role and potentially get referrals.
✨Tip Number 2
Stay updated on the latest FCA regulations and compliance trends. Subscribe to relevant newsletters or follow key influencers in the field on social media. This knowledge will not only prepare you for interviews but also demonstrate your commitment to the role.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully managed regulatory challenges in the past. Think about situations where you shaped strategy or improved compliance processes, as these will be crucial in showcasing your expertise.
✨Tip Number 4
Familiarise yourself with StudySmarter's values and mission. Understanding our culture and how it aligns with your professional philosophy can help you articulate why you're a great fit for the Head of Conduct Regulation role during discussions.
We think you need these skills to ace Head of Conduct Regulation (Operations) – 28652
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in regulatory and compliance roles, particularly within financial services or insurance. Emphasise your senior management experience and any professional qualifications you hold, such as the Chartered Insurance Institute (ACII) or Financial Crime Diploma.
Craft a Strong Cover Letter: In your cover letter, clearly articulate your understanding of FCA Conduct Regulation and how your background aligns with the key duties of the role. Use specific examples from your past experiences to demonstrate your expertise in shaping regulatory strategies and managing stakeholder relationships.
Showcase Your Knowledge: During the application process, be prepared to discuss your knowledge of FCA regulations and compliance best practices. Highlight any previous roles where you successfully interpreted and applied these regulations to business operations.
Proofread Your Application: Before submitting your application, thoroughly proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial for a role in compliance and regulation.
How to prepare for a job interview at The Emerald Group
✨Understand FCA Regulations
Make sure you have a solid grasp of the FCA Conduct Regulation and Financial Crime strategy. Be prepared to discuss how these regulations impact business operations and share examples of how you've ensured compliance in previous roles.
✨Showcase Stakeholder Management Skills
As this role involves acting as the primary point of contact for the FCA, highlight your experience in managing stakeholder relationships. Prepare specific examples of how you've successfully coordinated regulatory interactions and achieved positive outcomes.
✨Demonstrate Leadership Experience
Given the senior management aspect of the role, be ready to discuss your leadership style and experiences. Share instances where you've led teams in compliance consultancy or financial crime planning, focusing on your decision-making process and outcomes.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your ability to interpret and apply FCA Handbook requirements. Think through potential challenges you might face in the role and how you would address them, showcasing your problem-solving skills.
