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- Tasks: Support compliance monitoring and help the business meet its regulatory obligations.
- Company: Join a forward-thinking financial services firm committed to good conduct.
- Benefits: Work from home, competitive salary, and opportunities for professional growth.
- Why this job: Make a real difference in compliance and champion a culture of integrity.
- Qualifications: Relevant compliance qualification and experience in financial services required.
- Other info: Dynamic role with strong potential for career advancement.
The predicted salary is between 36000 - 60000 £ per year.
The Compliance Officer will assist the wider Risk and Compliance team in helping the business understand and meet its compliance obligations, and in championing and embedding a culture of good conduct.
- Location: WFH
- Type: Permanent
Key Responsibilities (including but not limited to):
- Support the Head of Compliance, via compliance monitoring and other methods
- Collaborate with the Head of Compliance and business areas to identify, assess and communicate the occurrence and impact of regulatory and legislative changes and work with the business on implementation
- To provide compliance support and sign-off of relevant communications, literature as required
- Record and analyse compliance MI to identify areas of potential regulatory concern, including indicators of poor consumer outcomes
- Support the Head of Compliance in meeting the Society’s regulatory reporting obligations
- Achieved or working towards a relevant compliance-related qualification from an appropriate accredited body, i.e. the CII or CISI
- Experience of working within compliance in the financial services sector
- Ability to interpret legal or regulatory requirements and embed them into business processes
- Strong analytical, organisational, and problem-solving skills
- Excellent written and verbal communication skills
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Compliance Officer – 29109 employer: The Emerald Group
Contact Detail:
The Emerald Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer – 29109
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance field on LinkedIn or at industry events. A friendly chat can open doors and give you insights that job descriptions just can't.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance regulations. We want to see you confidently discuss how you can help the team navigate these waters. Show us you’re not just a candidate, but a future team player!
✨Tip Number 3
Tailor your approach! When you apply through our website, make sure to highlight your relevant experience in compliance and how it aligns with our mission. Personal touches can make all the difference!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind. Plus, it shows us you're genuinely interested in the role and ready to jump in and contribute.
We think you need these skills to ace Compliance Officer – 29109
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the Compliance Officer role. Highlight your experience in compliance, especially in the financial services sector, and any relevant qualifications you have. We want to see how your skills align with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can help us champion a culture of good conduct. Keep it concise but impactful – we love a good story!
Showcase Your Analytical Skills: Since the role involves analysing compliance MI, make sure to mention any relevant experiences where you've used your analytical skills. We’re looking for someone who can spot potential regulatory concerns, so don’t hold back on those examples!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get all the updates. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at The Emerald Group
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulatory changes in the financial services sector. Being able to discuss recent developments and how they impact compliance will show that you're proactive and knowledgeable.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills to identify compliance issues or improve processes in previous roles. This will demonstrate your problem-solving abilities and your understanding of compliance monitoring.
✨Communicate Clearly
Since excellent written and verbal communication skills are key for this role, practice explaining complex compliance concepts in simple terms. This will help you convey your ideas effectively during the interview.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance culture and how they handle regulatory changes. This shows your genuine interest in the role and helps you assess if the company aligns with your values.
