Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support compliance queries and guide the business in meeting legal obligations.
- Company: Dynamic insurance firm focused on compliance and risk management.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Why this job: Join a team that shapes compliance strategies and impacts the insurance industry.
- Qualifications: Experience in compliance, knowledge of FCA regulations, and understanding of the insurance market.
- Other info: Opportunity to lead projects and grow your career in a regulated environment.
The predicted salary is between 48000 - 72000 £ per year.
The purpose of this position is to support the Risk Management & Compliance Support Department (“RMCS”) and MRS-NA BA’s Board of Management in advising the business and delivering key legal and regulatory obligations to ensure MRS-NA BA continues to meet its legal and regulatory requirements.
Location: London
Category: Compliance
Type: Fixed Term
General Duties and Responsibilities
- Be a first contact for general compliance queries, to resolve quickly and efficiently.
- Guide and assist the business in delivering the correct outcomes for their clients and important partners whilst ensuring the appropriate balance is struck between the commercial interests of MRS-NA BA; the goals of the FCA and the interests of their clients.
- Conduct horizon scanning, notably UK and US regulation, to identify any regulatory change.
- Work with the Head of Risk & Compliance and the business to implement, embed and provide ongoing monitoring of legal and regulatory developments, identifying opportunities to collaborate with the Group businesses and use existing skills and processes wherever possible.
- Be the subject matter expert and lead the project to implement additional regulatory requirements under the Senior Managers & Certification Regime for Enhanced Scope firms within the transitional period.
- In-depth understanding of the insurance market and placing process is necessary.
- In-depth understanding of the FCA handbook as it relates to solo-regulated insurance intermediaries is essential, in particular PRIN, SYSC, COCON, COND, FIT, TC, PROD, ICOBS and SUP.
- Experience working in a regulated environment is essential, preferably within an insurance intermediary or insurance company.
- Experience with US surplus lines business is preferred but not essential.
Senior Compliance Analyst (12-month FTC) - 28809 in City of London employer: The Emerald Group
Contact Detail:
The Emerald Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Analyst (12-month FTC) - 28809 in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and insurance sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for those interviews! Research the company and its compliance practices thoroughly. We want you to be able to discuss how your experience aligns with their needs, especially around FCA regulations and the insurance market. Show them you’re the perfect fit!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you on their radar and shows your enthusiasm for the role. We love seeing candidates who are proactive!
✨Tip Number 4
Apply through our website! We’ve got loads of opportunities waiting for you, and applying directly can sometimes give you a leg up. Plus, it’s super easy to keep track of your applications and updates. Let’s get you that Senior Compliance Analyst role!
We think you need these skills to ace Senior Compliance Analyst (12-month FTC) - 28809 in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Analyst role. Highlight your experience in compliance, especially within the insurance sector, and showcase any relevant skills that align with the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role. Mention specific experiences that demonstrate your understanding of regulatory requirements and how you can support RMCS.
Showcase Your Knowledge: In your application, don’t forget to mention your familiarity with the FCA handbook and any relevant regulations. This shows us that you’re not just applying for any job, but that you understand the compliance landscape we operate in.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you get all the updates directly from us!
How to prepare for a job interview at The Emerald Group
✨Know Your Compliance Stuff
Make sure you brush up on the FCA handbook and relevant regulations like PRIN, SYSC, and ICOBS. Being able to discuss these in detail will show that you’re not just familiar with compliance but that you can apply it practically.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully navigated compliance challenges. This could be anything from conducting horizon scanning to implementing regulatory changes. Real-life stories resonate well!
✨Understand the Business Context
Get a good grasp of how compliance fits into the broader business strategy. Be ready to discuss how you can balance commercial interests with regulatory requirements, as this is key for the role.
✨Ask Insightful Questions
Prepare thoughtful questions about the company’s current compliance challenges or upcoming regulatory changes. This shows your genuine interest in the role and helps you gauge if the company is the right fit for you.
