At a Glance
- Tasks: Lead compliance initiatives and enhance the bank's regulatory framework.
- Company: Well-established bank with a strong commitment to compliance and risk management.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Opportunity for career growth in a dynamic and supportive team.
- Why this job: Make a real impact on compliance culture and governance in a leading financial institution.
- Qualifications: Experience in compliance within financial services and strong regulatory knowledge.
The predicted salary is between 70000 - 90000 £ per year.
I am currently working with a well-established bank seeking to appoint a Senior Compliance Manager to join its Second Line of Defence (2LOD) function. This is a senior hands-on officer role within the Compliance team, offering the opportunity to contribute to the development and continuous improvement of the bank’s compliance framework, regulatory oversight, and risk management practices.
Key Responsibilities
- Contribute to the development of the compliance strategy, framework, and monitoring plan, ensuring alignment with key regulatory risks.
- Promote a strong compliance culture, embedding governance, risk management, and decision-making best practices.
- Provide subject matter expertise on regulatory matters, supporting business initiatives and projects with proportionate guidance and challenge.
- Lead horizon scanning and regulatory change initiatives, ensuring impacts are understood and effectively implemented.
- Oversee and contribute to the delivery of the compliance monitoring programme, including thematic reviews and assurance activities.
- Ensure accurate and timely management information and regulatory reporting to senior stakeholders and governing committees.
- Support the organisation’s adherence to SMCR requirements and broader conduct risk frameworks.
Key Requirements
- Demonstrable experience within a 2LOD Compliance function in financial mortgage services.
- Strong knowledge of regulatory frameworks, conduct risk, and governance.
- Experience in home finance / secured lending is advantageous.
- Proven ability to provide effective challenge and influence stakeholders at senior levels.
- Excellent analytical, organisational, and communication skills.
- High level of integrity, sound judgement, and a collaborative approach.
- Knowledge of Shariah-compliant banking.
- Relevant professional qualifications (e.g. ICA, CeMAP, CISI, ACAMS), or working towards.
Senior Compliance Officer employer: The Curve
As a well-established bank, we pride ourselves on fostering a dynamic and inclusive work environment that prioritises employee growth and development. Our commitment to a strong compliance culture not only enhances our regulatory framework but also empowers our team members to take ownership of their roles, ensuring meaningful contributions to the bank's success. Located in a vibrant area, we offer competitive benefits, professional development opportunities, and a collaborative atmosphere that values integrity and innovation.
