SMCR & Governance Manager Investment Management, Global Distribution

Overview
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.
BNY Investments is a leading investment manager, with $2.0 Trillion* in assets under management as of March 31, 2024. Through an investor-first approach, the firm brings to clients the best of both worlds: specialist expertise from seven specialist investment managers offering solutions across every major asset class, backed by the strength, stability, and global presence of BNY.
We’re seeking a future team member for the role of SMCR & Governance Manager to join our Investment Management Global Distribution team. This role is London based and is classified as flexible, whereby the role allows for some level of work from home on a routine basis.

In this role, you’ll make an impact by actively participating in strategic initiatives that have significant impact within the Investment Management Distribution business:

1. Senior Management and Certification Regime (SMCR)
   Administer the governance processes ensuring ongoing compliance with SMCR, including coordination of the annual Fitness & Probity (F&P) process, maintenance of the responsibilities map and handover policy.
   Act as key point of contact for senior managers, certified employees and Compliance for any SMCR related queries, organisational changes assessment and registrations.
2. Governance and Business Administration
   Support the administration of key governance committees (3-4) e.g. Executive Committee, including the establishment of meeting agenda, coordination of materials production, minutes taking and actions tracking.
   Support ongoing maintenance of committee documentation such as terms of reference and fulfil requirements of BNY corporate governance policy requirements.
   Support business administration activities such as the maintenance of inter-affiliate service level agreements with corporate functions or intra-group legal entities.
   Support applicable regulatory or corporate governance fillings requirements.

To be successful in this role, we’re seeking the following:

1. Certificate in Company Secretarial & Share Registration Practice strongly preferred
2. 6-8 years of experience in financial services or legal firm supporting financial services firm
3. Proven interpersonal skills and ability to positively challenge and influence others
4. Eagerness to learn and develop one-self, and ability to think outside the box

Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer – Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

Employer Description:
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world’s financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It’s the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.

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