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- Tasks: Join our Quality & Risk Management team to ensure FCA compliance and improve processes.
- Company: Teneo is a global CEO advisory firm helping clients navigate complex business challenges.
- Benefits: Enjoy 28 days holiday, a bonus scheme, and extensive personal development opportunities.
- Why this job: Be part of a dynamic team that tackles unique financial situations and drives impactful change.
- Qualifications: Experience in FCA regulated services or compliance is essential; strong communication skills are a must.
- Other info: Participate in social, cultural, and charitable activities while working in a supportive environment.
The predicted salary is between 43200 - 72000 £ per year.
Core member of our Quality & Risk Management team to ensure compliance with FCA regulatory requirements for a UK Financial Advisory business. The individual will be involved in monitoring compliance on client engagements and will assist with improvement in processes, procedures and regulatory compliance. This will involve supporting and advising our engagement teams delivering M&A advisory services (buy side and sell side) and other services which may contain any elements of regulated activities e.g. warrants and options in a financial restructuring or debt advisory. The role involves providing advice to UK based teams who may be operating in multiple jurisdictions. In addition to ensuring compliance with applicable regulations, the individual should be commercially minded and able to communicate with engagement teams as a peer. The individual will be required to act as a trusted advisor to engagement teams in respect of complex client engagements.
- Background in client delivery of FCA regulated services or in FCA compliance for a Financial Advisory firm would be essential
- Good interpersonal skills and ability to work as part of a team
- Ability to communicate with, advise and influence engagement teams
- Knowledge of the DFSA regulation would be beneficial but not essential
- Requirement to:
- provide support and assistance in internal and external quality assurance reviews as required
- Respond to queries and provision of advice to teams verbally or in written form
- Provide support in quality improvement by making improvements to standard templates, processes, policies and procedures
The Financial Advisory Team at Teneo
Teneo’s global Financial Advisory business advises corporates, creditors and other financial stakeholders in situations of financial stress and distress. No two situations are the same. Our advice and approach is tailored to each situation and each client. At Teneo, we believe such occurrences present new opportunities for our clients. Opportunities to restore value, raise new capital, pivot in a new direction and ultimately, identify certainty amidst chaos. Teneo partners with clients to find viable opportunities that will protect and enhance value and help them to build strategies that will most benefit their business and/or investment goals.
What can we offer you?
New joiners are supported by a week-long induction programme, and continuous improvement is achieved through a structured and tailored programme that suits your career development.
As well as this we offer a whole host of benefits and reward including;
- 28 days holiday
- Discretionary Bonus Scheme
- Cash benefits allowance
- Pension Scheme
- Extensive investment in personal development & learning
- Enhanced maternity and paternity leave (depending on length of service) and shared parental leave
- Group Income protection
- Life assurance
- Cycle to work schemes
- Regular social, cultural and charitable activities
About Teneo
Teneo is the global CEO advisory firm. We partner with our clients globally to do great things for a better future.
Drawing upon our global team and expansive network of senior advisors, we provide advisory services across our five business segments on a stand-alone or fully integrated basis to help our clients solve complex business challenges. Our clients include a significant number of the Fortune 100 and FTSE 100, as well as other corporations, financial institutions, and organizations.
Our full range of advisory services includes strategic communications, investor relations, financial transactions and restructuring, management consulting, physical and cyber risk, organizational design, board and executive search, geopolitics and government affairs, corporate governance, ESG and DE&I.
The firm has more than 1,600 employees located in 40+ offices around the world.
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Manager, Quality & Risk Management employer: Teneo
Contact Detail:
Teneo Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Manager, Quality & Risk Management
✨Tip Number 1
Familiarise yourself with FCA regulations and compliance requirements specific to financial advisory services. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the financial advisory sector, especially those who have experience with FCA compliance. Engaging in conversations can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've successfully navigated compliance challenges or improved processes. This will showcase your problem-solving skills and ability to act as a trusted advisor.
✨Tip Number 4
Research Teneo's approach to financial advisory and their recent projects. Being knowledgeable about the company’s values and recent developments will help you align your answers with their expectations during discussions.
We think you need these skills to ace Manager, Quality & Risk Management
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Manager, Quality & Risk Management position. Familiarise yourself with FCA regulatory requirements and how they apply to financial advisory services.
Tailor Your CV: Highlight your relevant experience in FCA compliance or client delivery of regulated services. Use specific examples that demonstrate your ability to communicate effectively with engagement teams and your understanding of quality improvement processes.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and Teneo as a company. Discuss how your background aligns with the job description, particularly your interpersonal skills and ability to act as a trusted advisor.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial for a role focused on compliance and quality management.
How to prepare for a job interview at Teneo
✨Understand FCA Regulations
Make sure you have a solid grasp of the FCA regulatory requirements relevant to the role. Familiarise yourself with key compliance concepts and be prepared to discuss how they apply to client engagements in your previous experience.
✨Showcase Your Interpersonal Skills
Since this role requires strong interpersonal skills, think of examples where you've successfully communicated and influenced teams. Be ready to demonstrate how you can act as a trusted advisor and work collaboratively with engagement teams.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving abilities in complex client situations. Prepare to discuss specific scenarios where you've had to navigate regulatory challenges or improve processes, highlighting your commercial mindset.
✨Highlight Continuous Improvement Initiatives
Discuss any past experiences where you've contributed to quality improvement initiatives. Be specific about the changes you implemented and the positive outcomes that resulted, as this aligns well with the role's focus on enhancing processes and procedures.
