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Our client is an established and growing financial services business operating within the foreign exchange sector. They are seeking an experienced Compliance Officer & Deputy MLRO to play a key role in protecting the business, supporting regulatory compliance and helping to deliver an outstanding client experience.
This is an excellent opportunity for an experienced compliance professional who enjoys balancing regulatory excellence with commercial awareness. Working closely with the Head of Compliance & MLRO, you'll become a trusted adviser across the business while taking ownership of day-to-day AML operations and acting as Deputy MLRO when required.
The Role
This is a broad and varied position covering financial crime, regulatory compliance, AML operations and risk management. xgikmsk You'll work across the full client lifecycle while helping to ensure the business continues to meet its FCA regulatory obligations.
Key responsibilities include:
Deputy MLRO & Financial Crime
- Acting as Deputy MLRO, providing cover and support for the Head of Compliance & MLRO
- Assessing internal suspicious activity reports and escalating or reporting where appropriate
- Supporting the firm's wider financial crime framework and AML controls
Client Onboarding & Due Diligence
- Managing the end-to-end onboarding process for both private and corporate clients
- Conducting customer due diligence (CDD) and enhanced due diligence (EDD)
- Applying a risk-based approach to Know Your Customer (KYC) processes
- Managing periodic reviews and ensuring client records remain up to date
Compliance Officer & Deputy MLRO in Tring employer: Ten2Two
As a leading specialist in the hire, sale, and maintenance of forklift trucks and materials handling equipment, our client offers an exceptional work environment that fosters autonomy and personal growth. With over 40 years of industry experience, employees benefit from a supportive culture that encourages relationship-building and provides ample opportunities for professional development, all while enjoying the flexibility of a field-based role in the vibrant SL, RH, and KT postcode areas. The uncapped commission scheme further enhances the potential for financial rewards, making this an attractive opportunity for driven sales professionals.
