At a Glance
- Tasks: Conduct communication and voice surveillance across FICC business lines using advanced tools.
- Company: Join a leading Capital Markets Surveillance team in London.
- Benefits: Gain valuable experience in a fast-paced, risk-focused environment.
- Other info: Collaborate with key stakeholders and enhance surveillance methodologies.
- Why this job: Make a real impact on market conduct controls and regulatory compliance.
- Qualifications: 3+ years in communications surveillance with hands-on TradingHub experience.
The predicted salary is between 50000 - 65000 £ per year.
The client is seeking an experienced Communication Surveillance Analyst to join its Capital Markets Surveillance team. This role is focused on the timely and accurate execution of communication surveillance activities across key risk areas, with a particular emphasis on Fixed Income, Currencies and Commodities (FICC) businesses.
The successful candidate must have hands-on experience using the TradingHub Surveillance platform, alongside a strong background in voice surveillance and communications surveillance within FICC markets. The role offers the opportunity to contribute to the enhancement of surveillance frameworks, support regulatory reporting obligations, and partner with key stakeholders across the business to strengthen market conduct controls.
Key Responsibilities
- Conduct communications and voice surveillance across FICC business lines using the firm's surveillance tools, procedures and established team protocols.
- Utilise the TradingHub Surveillance platform to identify, investigate and escalate potential market conduct risks and regulatory concerns.
- Review and analyse surveillance alerts, ensuring investigations are completed accurately and within agreed timelines.
- Compile and submit relevant regulatory reports where required.
- Work closely with the London surveillance team and management to proactively manage surveillance-related risks and controls.
- Support the production, maintenance and enhancement of Management Information (MI) and reporting.
- Contribute to the implementation and continuous improvement of surveillance methodologies, controls and strategic initiatives.
- Maintain and monitor records of surveillance findings, remedial actions and recommendations to ensure timely resolution of identified issues.
- Partner with Compliance, Risk, Front Office and other stakeholders on surveillance-related matters, investigations and control enhancements.
- Assist in the development and optimisation of surveillance frameworks across communication, voice and trade surveillance activities.
- Support the evolution of the surveillance programme, including potential involvement in trade surveillance activities across Fixed Income and FX markets.
Required Skills & Experience
- Minimum 3 years' experience within Communications Surveillance, Voice Surveillance, Compliance Monitoring or a related Surveillance function.
- Essential: Hands-on experience with the TradingHub Surveillance tool.
- Essential: Strong experience conducting voice surveillance and communications surveillance within FICC (Fixed Income, Currencies and Commodities) environments.
- Strong understanding of Fixed Income and FX products, markets and trading practices.
- Working knowledge of market abuse risks, trading conduct controls and relevant regulatory requirements.
- Demonstrable experience investigating surveillance alerts and escalating issues appropriately.
- Strong analytical and investigative skills with excellent attention to detail.
- Ability to maintain accurate records and manage multiple reviews and priorities simultaneously.
- Risk-focused mindset with the ability to challenge and escalate where necessary.
- Flexible approach to both BAU activities and change initiatives.
- Strong stakeholder management and communication skills.
Desirable
- Experience with trade surveillance tools and methodologies.
- Knowledge of market conduct regulations applicable to Fixed Income, FX and Commodities markets.
- Experience contributing to surveillance enhancement projects, control improvements or strategic initiatives.
This role would suit a surveillance professional who combines strong technical surveillance expertise with a solid understanding of FICC markets. The ideal candidate will be confident using TradingHub, experienced in voice and communications surveillance, and comfortable operating in a fast-paced, risk-focused environment while engaging effectively with stakeholders across the business.
StudySmarter Expert Advice🤫
We think this is how you could land Trade & Communication Surveillance Analyst in London
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like Teksystems when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from Teksystems!
We think you need these skills to ace Trade & Communication Surveillance Analyst in London
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Trade & Communication Surveillance Analyst, make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at Teksystems. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at Teksystems
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at Teksystems.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit Teksystems in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at Teksystems.
