At a Glance
- Tasks: Conduct compliance reviews and monitor regulatory obligations in a dynamic financial environment.
- Company: Join a leading financial services firm with a strong commitment to compliance and risk management.
- Benefits: Attractive salary, health benefits, flexible working options, and opportunities for professional growth.
- Other info: Engaging work culture with continuous learning and career advancement opportunities.
- Why this job: Make a real difference by ensuring compliance and protecting consumers in the financial sector.
- Qualifications: 4+ years in Internal Audit or Compliance Monitoring, with knowledge of financial regulations.
The predicted salary is between 54000 - 66000 £ per year.
Associate, Compliance Monitoring and Testing The Compliance Monitoring and Testing ( CMT ) Group is an independent oversight function that is responsible for the planning and execution of testing and monitoring activities to assess whether the processes and controls supporting the compliance framework are designed and operating effectively.
The CMT Group collaborates with other members of the Enterprise Risk Management, Compliance, Legal, Internal Audit, and business functions in the execution of its mandate.
The CMT Senior Associate will be responsible for supporting the CMT management team in the execution of the CMT Program.
What you'll be doing (ie job duties): * Perform risk-based CMT reviews that cover regulatory obligations for AML/CFT and Sanctions and/or non-AML/CFT and Sanctions (eg, consumer protections, fair and safe trading, systems and controls) compliance. * Follow established Policies and Procedures throughout the CMT life cycle of planning, execution, reporting, and findings remediation, and provide escalation as needed. * Provide information for reports on the results of CMT reviews and work with stakeholders on root cause analysis and remediation plans. * Maintain and update (as needed) findings and remediation-related information and documentation in a central repository (Archer). * Track and validate the implementation of remediation plans submitted by finding owners to verify that findings identified during testing and monitoring are remediated. * Participate in training and/or awareness materials (as needed) regarding the CMT Program. * Stay current on regulatory developments and industry events to identify trends and emerging risks impacting the company's products and services, as well as the CMT Program. * Continuously add value through effective project management and efficient execution. * Conduct other duties as assigned.
What we look for in you (ie job requirements): 1. 4+ years of experience in executing Internal Audit and/or CMT programs, testing plans, and activities across a diverse range of financial services/products. 2.
Working knowledge of compliance-related laws, regulations, and risk management practices for financial services/products. 3.
Knowledge and experience in auditing/testing compliance with the Markets in Crypto-Assets Regulation (Mi CA). 4.
Track record of delivering work outcomes within...
Compliance Associate in London employer: Teksystems
As an Azure Solution Architect with us, you'll thrive in a dynamic work culture that prioritises innovation and collaboration. We offer competitive benefits, including professional development opportunities to enhance your skills in cloud technologies, all while working in a vibrant location that fosters creativity and teamwork. Join us to be part of a forward-thinking company that values your contributions and supports your career growth.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Associate in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Teksystems looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Associate in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Teksystems. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Teksystems
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Teksystems’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
