At a Glance
- Tasks: Monitor communications and trades to identify market misconduct and regulatory risks.
- Company: Join a leading compliance team in a global financial institution.
- Benefits: Gain valuable experience, competitive pay, and opportunities for professional growth.
- Other info: Collaborative global environment with strong focus on continuous improvement.
- Why this job: Be at the forefront of market integrity and contribute to innovative surveillance strategies.
- Qualifications: 3 years in compliance or surveillance with knowledge of Fixed Income and FX markets.
The predicted salary is between 50000 - 60000 £ per year.
We are seeking a highly motivated CMS to join our Communications & Trade Surveillance team, with a strong focus on Fixed Income and FX markets. This role sits within the Compliance Service Unit (CPLE), responsible for safeguarding the firm's market integrity through robust monitoring, detection, and escalation of market conduct risks. You will play a critical role in proactively identifying potential market abuse, conduct breaches, and regulatory risks through both communications and trade surveillance activities, with an initial focus on communications and a clear pathway into trade surveillance coverage.
Key Responsibilities
- Conduct communications surveillance across Fixed Income and other capital markets desks, identifying potential misconduct, market abuse, or regulatory breaches.
- Progress into trade surveillance coverage across Fixed Income and FX products, analysing trading patterns and behavioural anomalies.
- Investigate alerts and produce high-quality case reviews, ensuring clear documentation and escalation where necessary.
- Maintain strong oversight of market conduct risks, including insider trading, front running, spoofing, and information leakage.
- Ensure compliance with UK and global regulatory obligations related to surveillance (FCA, MAR, etc.).
- Contribute to regulatory reporting and internal investigations, including audit and supervisory reviews.
- Support the ongoing development of surveillance frameworks, controls, and methodologies.
- Collaborate with global surveillance teams across London, Paris, Casablanca, APAC, and AMER.
- Partner with business and compliance stakeholders to enhance surveillance coverage and effectiveness.
- Represent Surveillance in key discussions on risk, controls, and regulatory topics.
- Drive improvements in surveillance tools, detection scenarios, and analytics.
- Develop and enhance metrics (KPIs/KRIs) and management information reporting.
- Identify emerging risks and implement proactive surveillance solutions.
- Provide guidance and support to junior team members.
- Contribute to training, knowledge sharing, and best practice development.
- Participate in strategic initiatives shaping the future of surveillance capabilities.
What We're Looking For
- 3 years experience within surveillance, compliance, or front office support.
- Strong understanding of Fixed Income and/or FX markets.
- Exposure to communications and/or trade surveillance frameworks and tools.
- Knowledge of market abuse regulations and conduct risk frameworks.
- Strong analytical and investigative mindset with attention to detail.
- Ability to manage multiple surveillance reviews and priorities simultaneously.
- Excellent documentation and communication skills.
- Proven ability to work collaboratively in global teams.
- Proactive, solutions-oriented approach with a focus on continuous improvement and innovation.
- Experience with industry surveillance platforms (e.g., NASDAQ SMARTS, Actimize, Behavox) is advantageous.
Why Join Us
- Be at the forefront of market conduct and surveillance within Fixed Income and FX.
- Gain exposure to both communications and trade surveillance disciplines.
- Work in a global, collaborative environment with strong regulatory visibility.
- Contribute to high-impact projects shaping surveillance strategy and innovation.
Conduct & Compliance Expectations
All employees are expected to act with integrity, skill, care, and diligence; uphold market conduct standards and regulatory expectations; and promote a strong compliance culture and ethical behaviour.
Core Values
- Team Spirit: Driving collective success across global teams.
- Innovation: Enhancing surveillance capabilities and tools.
- Responsibility: Acting with integrity and accountability.
- Commitment: Delivering excellence in risk management.
- Client Orientation: Protecting market integrity and client trust.
CMS Analyst employer: Teksystems
Join a dynamic and innovative team at the forefront of market conduct and surveillance within Fixed Income and FX. Our London-based office fosters a collaborative work culture that prioritises integrity, responsibility, and client orientation, offering employees ample opportunities for professional growth and development. With a strong focus on continuous improvement and cutting-edge surveillance tools, you will play a vital role in shaping the future of compliance and risk management.
StudySmarter Expert Advice🤫
We think this is how you could land CMS Analyst
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like Teksystems when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from Teksystems!
We think you need these skills to ace CMS Analyst
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like CMS Analyst, make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at Teksystems. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at Teksystems
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at Teksystems.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit Teksystems in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at Teksystems.
