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- Tasks: Guide clients through FCA authorisations and provide tailored compliance support.
- Company: A growing compliance consultancy with a focus on practical, client-friendly solutions.
- Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
- Other info: Join a fast-paced team with a dynamic work environment.
- Why this job: Make a real impact by simplifying complex regulations for diverse clients.
- Qualifications: Experience in FCA compliance and strong writing skills are essential.
The predicted salary is between 40000 - 60000 £ per year.
Location: West Midlands (Office-based initially, with flexibility over time)
Salary: £40,000 – £60,000 (flexible for the right candidate)
About the Company
Our client is a growing compliance consultancy supporting a wide range of UK businesses through FCA authorisations and ongoing regulatory requirements. They pride themselves on offering practical, tailored advice — cutting through regulatory complexity and delivering clear, commercial solutions to their clients. Due to a significant increase in FCA authorisation projects, they are now looking to expand their team.
The Role
This is a hands-on, client-facing role focused on delivering FCA authorisations and compliance support to a portfolio of clients. You will work closely with a range of SMEs, guiding them through the authorisation process and acting as a key point of contact throughout.
Key Responsibilities
- Managing FCA authorisation applications from initial scoping through to submission
- Liaising directly with the Financial Conduct Authority (FCA) and responding to queries
- Drafting regulatory business plans and supporting documentation
- Creating bespoke compliance policies and procedures tailored to each client
- Managing relationships with multiple clients simultaneously
- Providing clear, practical compliance advice in a non-jargon, client-friendly way
About You
We're looking for someone with hands-on experience in FCA compliance, ideally within a consultancy or regulated firm. You will likely have:
- Experience working on FCA authorisations (essential)
- Exposure to areas such as consumer credit, mortgages, or related sectors
- Strong writing skills (business plans, policies, documentation)
- The ability to manage multiple priorities and clients
You'll also be:
- Commercial and pragmatic in your approach
- Comfortable working in a fast-paced, growing business
- A confident communicator who can simplify complex regulation
- Keen to take ownership and work independently
Should you have the right skills / experience, please apply and you will be contacted by James Evans from TRR TPBN1_UKTJ.
Compliance Officer - FCA Authorisations in London employer: TECHNOLOGY AND RISK RECRUITMENT LTD
Contact Detail:
TECHNOLOGY AND RISK RECRUITMENT LTD Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - FCA Authorisations in London
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those who work with FCA authorisations. Attend industry events or webinars to make connections and learn more about the role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance processes. Be ready to discuss real-life scenarios where you've successfully navigated compliance challenges.
✨Tip Number 3
Showcase your writing skills! Bring along examples of business plans or compliance policies you've drafted. This will demonstrate your ability to communicate complex information clearly and effectively.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged in their job search.
We think you need these skills to ace Compliance Officer - FCA Authorisations in London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience with FCA authorisations. We want to see how your skills align with the role, so don’t hold back on showcasing your relevant achievements!
Show Off Your Writing Skills: Since strong writing skills are essential for this role, ensure your application is clear, concise, and free of jargon. We appreciate a straightforward approach, so let your personality shine through while keeping it professional.
Highlight Client-Facing Experience: As this role involves managing client relationships, be sure to mention any previous experience you have in a client-facing position. We love candidates who can demonstrate their ability to communicate effectively and provide practical advice.
Apply Through Our Website: We encourage you to apply directly through our website for a smoother process. It helps us keep track of applications and ensures you’re considered for the role without any hiccups!
How to prepare for a job interview at TECHNOLOGY AND RISK RECRUITMENT LTD
✨Know Your FCA Stuff
Make sure you brush up on your knowledge of FCA authorisations and compliance regulations. Familiarise yourself with recent changes in the regulatory landscape, as this will show that you're proactive and well-informed.
✨Tailor Your Examples
Prepare specific examples from your past experience that demonstrate your hands-on work with FCA authorisations. Highlight situations where you successfully managed client relationships or simplified complex regulations for clients.
✨Practice Clear Communication
Since the role requires you to provide clear, practical advice, practice explaining complex compliance concepts in simple terms. This will help you convey your ability to communicate effectively during the interview.
✨Show Your Commercial Mindset
Be ready to discuss how you've approached compliance challenges with a commercial perspective. Think about times when you provided tailored solutions that benefited both the client and the business.