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- Tasks: Guide clients through FCA authorisations and provide tailored compliance support.
- Company: A growing compliance consultancy with a focus on practical, client-friendly solutions.
- Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
- Other info: Join a fast-paced team with excellent career development opportunities.
- Why this job: Make a real impact by simplifying complex regulations for diverse clients.
- Qualifications: Experience in FCA compliance and strong writing skills are essential.
The predicted salary is between 40000 - 60000 £ per year.
Location: West Midlands (Office-based initially, with flexibility over time)
Salary: £40,000 – £60,000 (flexible for the right candidate)
About the Company
Our client is a growing compliance consultancy supporting a wide range of UK businesses through FCA authorisations and ongoing regulatory requirements. They pride themselves on offering practical, tailored advice—cutting through regulatory complexity and delivering clear, commercial solutions to their clients. Due to a significant increase in FCA authorisation projects, they are now looking to expand their team.
The Role
This is a hands-on, client-facing role focused on delivering FCA authorisations and compliance support to a portfolio of clients. You will work closely with a range of SMEs, guiding them through the authorisation process and acting as a key point of contact throughout.
Key Responsibilities
- Managing FCA authorisation applications from initial scoping through to submission
- Liaising directly with the Financial Conduct Authority (FCA) and responding to queries
- Drafting regulatory business plans and supporting documentation
- Creating bespoke compliance policies and procedures tailored to each client
- Managing relationships with multiple clients simultaneously
- Providing clear, practical compliance advice in a non-jargon, client-friendly way
About You
We're looking for someone with hands-on experience in FCA compliance, ideally within a consultancy or regulated firm.
You will likely have:
- Experience working on FCA authorisations (essential)
- Exposure to areas such as consumer credit, mortgages, or related sectors
- Strong writing skills (business plans, policies, documentation)
- The ability to manage multiple priorities and clients
You'll also be:
- Commercial and pragmatic in your approach
- Comfortable working in a fast-paced, growing business
- A confident communicator who can simplify complex regulation
- Keen to take ownership and work independently
Should you have the right skills / experience, please apply and you will be contacted by James Evans from TRR.
Compliance Officer - FCA Authorisations employer: TECHNOLOGY AND RISK RECRUITMENT LTD
Contact Detail:
TECHNOLOGY AND RISK RECRUITMENT LTD Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - FCA Authorisations
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the hunt for a Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and recent changes. Show that you’re not just knowledgeable but also passionate about compliance. We want to see you shine when discussing how you can help clients navigate the authorisation process!
✨Tip Number 3
Tailor your approach for each client you meet with. Just like you would create bespoke compliance policies, adapt your communication style to fit the needs of the person you're speaking with. This shows you’re client-focused and ready to provide practical solutions.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take the initiative to engage directly with us.
We think you need these skills to ace Compliance Officer - FCA Authorisations
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience with FCA authorisations. We want to see how your skills align with the role, so don’t hold back on showcasing your relevant experience!
Be Clear and Concise: When drafting your application, keep it straightforward and jargon-free. We appreciate clarity, so make sure your writing reflects the same client-friendly approach we value in our work.
Showcase Your Writing Skills: Since strong writing skills are essential for this role, include examples of your previous work, like business plans or compliance policies. This will give us a taste of your ability to communicate complex information effectively.
Apply Through Our Website: We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at TECHNOLOGY AND RISK RECRUITMENT LTD
✨Know Your FCA Stuff
Make sure you brush up on your knowledge of FCA regulations and authorisation processes. Familiarise yourself with recent changes in compliance requirements, as this will show that you're proactive and well-informed.
✨Tailor Your Experience
When discussing your background, highlight specific experiences related to FCA authorisations and compliance. Use examples from previous roles where you've successfully managed applications or provided client support to demonstrate your hands-on experience.
✨Practice Clear Communication
Since the role involves simplifying complex regulations for clients, practice explaining technical concepts in a straightforward manner. This will help you showcase your ability to communicate effectively during the interview.
✨Show Your Client-Focused Mindset
Prepare to discuss how you've built and maintained relationships with clients in the past. Emphasise your commercial approach and how you’ve tailored solutions to meet client needs, as this aligns perfectly with what the company values.