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- Tasks: Manage FCA authorisation applications and provide compliance support to clients.
- Company: A growing compliance consultancy with a focus on practical, tailored advice.
- Benefits: Competitive salary, flexible working options, and a dynamic work environment.
- Other info: Opportunity to work independently and grow within a supportive team.
- Why this job: Join a fast-paced team and make a real impact in the compliance sector.
- Qualifications: Experience in FCA compliance and strong writing skills are essential.
The predicted salary is between 40000 - 60000 £ per year.
Location: West Midlands (Office-based initially, with flexibility over time)
Salary: £40,000 – £60,000 (flexible for the right candidate)
About the Company
Our client is a growing compliance consultancy supporting a wide range of UK businesses through FCA authorisations and ongoing regulatory requirements. They pride themselves on offering practical, tailored advice—cutting through regulatory complexity and delivering clear, commercial solutions to their clients. Due to a significant increase in FCA authorisation projects, they are now looking to expand their team.
The Role
This is a hands-on, client-facing role focused on delivering FCA authorisations and compliance support to a portfolio of clients. You will work closely with a range of SMEs, guiding them through the authorisation process and acting as a key point of contact throughout.
Key Responsibilities
- Managing FCA authorisation applications from initial scoping through to submission
- Liaising directly with the Financial Conduct Authority (FCA) and responding to queries
- Drafting regulatory business plans and supporting documentation
- Creating bespoke compliance policies and procedures tailored to each client
- Managing relationships with multiple clients simultaneously
- Providing clear, practical compliance advice in a non-jargon, client-friendly way
About You
We’re looking for someone with hands-on experience in FCA compliance, ideally within a consultancy or regulated firm.
You will likely have:
- Experience working on FCA authorisations (essential)
- Exposure to areas such as consumer credit, mortgages, or related sectors
- Strong writing skills (business plans, policies, documentation)
- The ability to manage multiple priorities and clients
You’ll also be:
- Commercial and pragmatic in your approach
- Comfortable working in a fast-paced, growing business
- A confident communicator who can simplify complex regulation
- Keen to take ownership and work independently
Should you have the right skills / experience, please apply and you will be contacted by James Evans from TRRJBRP1_UKTJ
Compliance Officer - FCA Authorisations in Birmingham employer: TECHNOLOGY AND RISK RECRUITMENT LTD
Contact Detail:
TECHNOLOGY AND RISK RECRUITMENT LTD Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - FCA Authorisations in Birmingham
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the hunt for a Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and recent changes. Show that you’re not just knowledgeable but also passionate about compliance. We recommend practising common interview questions with a friend to boost your confidence.
✨Tip Number 3
Tailor your approach for each client you meet during interviews. Just like in the role, you’ll need to demonstrate how you can provide clear, practical advice. Use examples from your experience to show how you can cut through regulatory complexity.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining a growing compliance consultancy that values tailored advice.
We think you need these skills to ace Compliance Officer - FCA Authorisations in Birmingham
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience with FCA authorisations. We want to see how your skills align with the role, so don’t hold back on showcasing your relevant experience!
Be Clear and Concise: When drafting your application, keep it straightforward and jargon-free. We appreciate clarity, so make sure your writing reflects that—especially when discussing complex compliance topics.
Showcase Your Client-Facing Skills: Since this role is client-facing, emphasise any experience you have in managing client relationships. We’re looking for someone who can communicate effectively and provide practical advice, so let that shine through!
Apply Through Our Website: We encourage you to submit your application directly through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Don’t miss out on this opportunity!
How to prepare for a job interview at TECHNOLOGY AND RISK RECRUITMENT LTD
✨Know Your FCA Stuff
Make sure you brush up on your knowledge of FCA authorisations and compliance regulations. Familiarise yourself with recent changes in the regulatory landscape, as this will show that you're proactive and well-informed.
✨Tailor Your Experience
When discussing your previous roles, focus on specific experiences that relate to FCA authorisations. Highlight any hands-on projects you've managed and how you’ve simplified complex regulations for clients—this is key for the role.
✨Practice Clear Communication
Since the role requires you to provide clear, practical advice, practice explaining complex compliance concepts in simple terms. You might even want to do a mock interview with a friend to get comfortable with this.
✨Show Your Client Management Skills
Be ready to discuss how you've successfully managed multiple clients or projects at once. Share examples that demonstrate your ability to juggle priorities while maintaining strong relationships—this is crucial for the role.