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- Tasks: Lead compliance reporting and manage regulatory communications for a global team.
- Company: Join a leading financial institution committed to compliance excellence.
- Benefits: Competitive salary, flexible hours, and opportunities for professional growth.
- Why this job: Make a real impact in compliance while working in a dynamic environment.
- Qualifications: Experience in compliance reporting and strong communication skills required.
- Other info: Collaborative culture with a focus on continuous learning and development.
The predicted salary is between 43200 - 72000 £ per year.
We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.
Work Location: London, United Kingdom
Hours: 35 hours per week
Line Of Business: Compliance
The mandate of the TD Compliance Department is to manage compliance risk across TD globally to align with the policies established and approved by the TD Board of Directors’ Audit and Risk Committees. It is the Compliance Department’s responsibility, as proactive and trusted advisors to Businesses, to drive a consistent, adaptable and effective culture across the organization so that compliance risks are appropriately mitigated. Compliance Department responsibilities generally are to advise, monitor, and accelerate.
Responsibilities & Qualifications
- Own and lead the Compliance reporting process, which includes compiling information from multiple sources and formatting for each unique reporting to local and global governance committees and boards.
- Manage certain FCA communications including submissions and updating the FCA Connect list.
- Preparing and submitting, via coordination with multiple stakeholders, multiple regulatory reporting and notification to various EU and North American regulators.
- Manage / administer the Compliance induction training across the London office.
- Reviewing and updating the Compliance induction training deck at least annually.
- Participate in developing training material for topics on the annual training plan.
- Act as back-up for core monitoring activities including e-communication and voice.
Senior Compliance Business Oversight Analyst in London employer: TD
Contact Detail:
TD Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Business Oversight Analyst in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by researching the company’s compliance culture and recent regulatory changes. This shows you’re not just interested in the job, but you’re also invested in their mission and values.
✨Tip Number 3
Practice your responses to common interview questions, especially those related to compliance scenarios. We can help you with mock interviews to boost your confidence and refine your answers.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Senior Compliance Business Oversight Analyst in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Business Oversight Analyst role. Highlight relevant experience and skills that align with the job description, especially in compliance reporting and regulatory communications.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific experiences that demonstrate your ability to manage compliance risks and work with stakeholders.
Showcase Your Attention to Detail: In compliance, attention to detail is key. Make sure your application is free from typos and errors. This not only reflects your professionalism but also your commitment to quality, which is crucial in compliance roles.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you receive updates directly from us. Plus, it shows you're keen on joining our team!
How to prepare for a job interview at TD
✨Know Your Compliance Stuff
Make sure you brush up on the latest compliance regulations and practices, especially those relevant to the FCA and EU. Being able to discuss recent changes or challenges in the compliance landscape will show that you're not just knowledgeable but also proactive.
✨Showcase Your Reporting Skills
Since the role involves managing compliance reporting, be ready to talk about your experience with compiling and formatting reports. Bring examples of how you've successfully communicated complex information to different stakeholders in the past.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios. Think through potential situations you might face in this role and prepare your responses. This will demonstrate your problem-solving skills and your ability to think on your feet.
✨Engage with the Interviewers
Don’t forget that interviews are a two-way street! Prepare thoughtful questions about the company’s compliance culture and how they approach training and development. This shows your genuine interest in the role and helps you assess if it’s the right fit for you.
