TD Securities is seeking an Analyst in Finance Accounting - Broker Dealer Regulatory Reporting in Belfast, UK. You will support the US Regulatory team with daily SEC Rule 15c3-3 Customer Protection, as well as assist with FOCUS and Net capital needs, engaging with senior management and external auditors.
The role involves collaboration across Operations, Product Control, and Compliance, with opportunities to automate and improve reporting controls, and support ongoing regulatory initiatives
#J-18808-Ljbffr
Broker-Dealer Finance Analyst: Regulatory Reporting & Automation employer: TD Securities
TD Securities is an exceptional employer, offering a dynamic work environment in the heart of London, where associates can thrive in corporate investment banking. With a strong commitment to employee growth, we provide opportunities for professional development and encourage open dialogue about compensation and career progression. Our collaborative culture fosters teamwork across borders, ensuring that every team member contributes to delivering integrated solutions for our prestigious European client base.
