Broker-Dealer Regulatory Reporting Analyst

Broker-Dealer Regulatory Reporting Analyst

Full-Time On-site
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TD Securities Inc. is seeking an Analyst – Finance Accounting focused on broker-dealer regulatory reporting. The role supports US regulatory reporting, daily SEC 15c3-3 processes, and FOCUS/Net capital needs.

You will engage with internal teams, regulators, and auditors to ensure accurate, timely reporting and strong controls. Key responsibilities include assisting with customer protection calculations, improving processes through automation, and delivering analytics to management.

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Broker-Dealer Regulatory Reporting Analyst employer: TD Securities Inc.

TD Securities is an exceptional employer located in the vibrant city of London, offering a dynamic work culture that prioritises collaboration and innovation. With a strong commitment to employee development, we provide comprehensive training programs, career advancement opportunities, and a competitive benefits package designed to support your well-being and professional growth. Join us to be part of a forward-thinking team that values diverse perspectives and fosters meaningful client relationships in the financial sector.

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Contact Details:

TD Securities Inc. Recruitment Team