Regulatory Reporting Analyst: Broker-Dealer Focus

Regulatory Reporting Analyst: Broker-Dealer Focus

Full-Time No working from home possible
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TD Securities is seeking an Analyst – Finance Accounting to support the US Regulatory team with daily SEC Rule 15c3-3 Customer Protection and assist with FOCUS and Net Capital needs. The role involves engaging internal and external stakeholders, including senior management and regulators, to deliver accurate, timely regulatory reporting.

The analyst will help optimize production processes, strengthen controls, and contribute to ongoing regulatory initiatives within TD Securities US operations.

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Contact Details:

TD Execution Services Limited Recruitment Team