Broker-Dealer Regulatory Reporting Analyst

Broker-Dealer Regulatory Reporting Analyst

Full-Time On-site
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TD Securities in Belfast seeks an Analyst – Finance Accounting to support US regulatory reporting and daily 15c3-3 customer protection calculations. You will assist with FOCUS, Net Capital, and related disclosures, and collaborate with internal and external stakeholders.

The role requires a finance or accounting background with 1+ year experience, strong Excel skills, and familiarity with regulatory systems. Opportunities exist to enhance processes through automation and robust controls.

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Broker-Dealer Regulatory Reporting Analyst employer: TD Execution Services Limited

TD Securities is an exceptional employer located in Belfast, offering a dynamic work environment that prioritises employee well-being and professional growth. With a comprehensive Total Rewards package, including health benefits, career development opportunities, and a commitment to diversity and inclusion, colleagues are empowered to thrive both personally and professionally. The supportive culture fosters collaboration and innovation, making it an ideal place for those looking to make a meaningful impact in the financial sector.

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Contact Details:

TD Execution Services Limited Recruitment Team