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- Tasks: Lead governance and compliance for international asset management products and portfolio management.
- Company: Join TD Asset Management, a top global financial institution with a collaborative culture.
- Benefits: Enjoy competitive pay, flexible working options, and opportunities for professional growth.
- Why this job: Make a real impact in the dynamic world of asset management and regulatory compliance.
- Qualifications: Strong understanding of asset management regulations and excellent communication skills required.
- Other info: Be part of a diverse team with excellent career advancement opportunities.
The predicted salary is between 36000 - 60000 £ per year.
Work Location: London, United Kingdom
Hours: 35
Line of Business: TD General
Pay Details: We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.
Job Description: TD Asset Management Inc. (TDAM), a member of the TD Bank Financial Group, is a leading Canadian investment manager offering progressive investment solutions to both institutional and individual investors in Canada and globally. For over two decades, TDAM established competitive market positions in active, quantitative, enhanced, and alternatives portfolio management. TDAM offers a diverse range of over 120 investment solutions and manages retail mutual funds, ETFs and Liquid Alternative Funds in Canada for over 1.9 million investors. TDAM provides its investment management services to institutional entities, and it offers its retail mutual funds and ETFs to Canadian retail investors through TD Canada Trust branches, TD Wealth affiliates, and other leading investment dealers, independent brokers, advisors, and financial planners.
The TDAM Regulatory & Policy Governance group (RPG) provides oversight of controls and management of regulatory and operational risk exposures for the TDAM business. RPG proactively monitors regulatory rule changes and industry practices, prepares policies, educates on regulations and operational controls, monitors control effectiveness, and serves as the Center of Excellence in supporting the TDAM business in the continual improvement of its control environment.
Accountabilities:
- Provide governance and subject matter expertise for Luxembourg AIFMD and Ireland UCITs product regulatory rules.
- Support AIFMD accountabilities as required.
- Maintenance of Product Manuals.
- Portfolio management and trading rules of UK/EU that impact portfolio management/trading processes in Canada and US.
- Be part of a team that supports the Regulatory Compliance Management ("RCM") Program.
- Maintain a regulatory library for rules that apply to third party investment management companies.
- Promote a culture of compliance and strong risk management.
- Help protect the businesses interests by keeping abreast of business trends, risks, and control management issues.
- Lead the remediation process in collaboration with the businesses when control gaps are identified.
- Ensure timely communication of issues that are relevant to the business and related stakeholders.
Job Requirements: The successful candidate must:
- Have a solid understanding of the asset management business and global marketing practices.
- Expert knowledge of international asset management regulatory rules.
- Demonstrate expert knowledge of governance, risk and control procedures.
- Possess strong problem-solving skills and the ability to proactively identify risks/issues and recommend solutions.
- Have strong leadership, persuasion, presentation and communication skills.
- Be able to articulate complex issues in an effective manner.
- Exhibit a collaborative working style and the ability to facilitate groups with competing agendas.
- Be self-starter with a high degree of initiative and the ability to learn and adapt quickly.
- University degree in Business, Finance, Law, or equivalent work experience.
- Experience in the asset management business.
- Advanced governance and risk management skills.
Who We Are: TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world.
Manager, Regulatory & Policy Governance in London employer: TD Bank
Contact Detail:
TD Bank Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Manager, Regulatory & Policy Governance in London
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their regulatory practices and be ready to discuss how your experience aligns with their needs. Show them you’re not just another candidate!
✨Tip Number 3
Practice your pitch! Be clear about your skills and how they relate to the role of Manager, Regulatory & Policy Governance. A confident delivery can make all the difference in leaving a lasting impression.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining our team at TD Asset Management.
We think you need these skills to ace Manager, Regulatory & Policy Governance in London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Manager, Regulatory & Policy Governance role. Highlight your experience with international asset management regulations and governance frameworks, as this will show us you understand what we're looking for.
Showcase Your Expertise: We want to see your knowledge in action! Use specific examples from your past work that demonstrate your understanding of Luxembourg AIFMD, Ireland UCITS, and other relevant regulations. This will help us see how you can contribute to our team.
Be Clear and Concise: When writing your application, keep it straightforward. We appreciate clarity, so avoid jargon and get straight to the point about your skills and experiences. This will make it easier for us to see your potential fit for the role.
Apply Through Our Website: Don't forget to submit your application through our official website! This ensures that your application gets to the right people and helps us keep track of all candidates efficiently. Plus, it’s super easy!
How to prepare for a job interview at TD Bank
✨Know Your Regulatory Stuff
Make sure you brush up on the key regulatory frameworks like Luxembourg AIFMD and Ireland UCITS. Being able to discuss these in detail will show that you’re not just familiar with the terms, but you understand their implications for the role.
✨Showcase Your Problem-Solving Skills
Prepare examples of how you've identified risks and implemented solutions in previous roles. This is crucial for a position that requires strong governance and risk management skills, so be ready to share specific instances where you made a difference.
✨Communicate Clearly and Confidently
Practice articulating complex issues in a straightforward manner. The interviewers will be looking for your ability to communicate effectively, especially since this role involves liaising with various stakeholders across different regions.
✨Demonstrate Your Leadership Style
Think about how you can illustrate your collaborative working style and leadership abilities. Be prepared to discuss how you’ve facilitated consensus among teams with competing agendas, as this will be key in managing governance processes.
