Compliance Business Oversight Manager
Compliance Business Oversight Manager

Compliance Business Oversight Manager

London Full-Time 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead privacy governance and compliance activities across Europe and Asia-Pacific.
  • Company: Join TD, a top global financial institution with over 27 million customers worldwide.
  • Benefits: Enjoy competitive pay, health benefits, paid time off, and career development opportunities.
  • Why this job: Be part of a dynamic team making a real impact on privacy and compliance.
  • Qualifications: Degree in Law preferred; experience in Privacy, Legal, Compliance, or Risk Management required.
  • Other info: We value diversity and support your growth with training and mentoring.

The predicted salary is between 43200 - 72000 £ per year.

Compliance Business Oversight Manager

Work Location: London, United Kingdom

Hours: 35

Line of Business: Compliance

Pay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.

Job Description: This role reports to the Head of EAP PO. This position is a newly created role in the EAP PO team and supports various activities within Privacy, with an emphasis on leading the Europe and Asia-Pacific Privacy\’s RCM activities as an Oversight Function and Risk Owner, reporting, development, implementation and management of governance frameworks, policies and standards and strategic projects.

Key accountabilities include:

  • Maintain the Europe and Asia-Pacific privacy\’s inventory of laws, rules and regulations (LRRs) and mapping to Risk Owners.
  • Provide objective guidance, support and advice to promote strong privacy controls and processes.
  • Work with the Privacy team on meeting RCM accountabilities for the EAP PO as both an Oversight Function and Risk Owner.
  • Develop privacy-related risk assessments, metrics and reporting mechanisms to assess the health of the privacy program.
  • Support regulatory change for Europe and Asia-Pacific as a jurisdictional Privacy Office Regulatory Change Lead.
  • Support industry advocacy activities in relation to upcoming regulatory changes.
  • Develop, update, and monitor the effectiveness of privacy related governance frameworks, Policies, and associated procedures, standards and guidelines, ensuring appropriate coordination with stakeholders.
  • Support strategic projects and program governance activities (e.g., uplift and maintain Europe and Asia-Pacific Privacy documentation/engagement models in alignment with RCM and risk standards).
  • Support strategic transaction due diligence (EAP and/or cross-jurisdictional) to understand privacy risks associated with proposed transactions TD is looking to undertake.
  • Maintain strong relationships with key stakeholders and be an ambassador for TD\’s privacy program across the organization.
  • Contribute to, and support, the execution of the Global Privacy strategy and programs.
  • Assess/identify key issues/risks and escalate to appropriate levels, where required.
  • Participate fully as a member of the Privacy team through collaboration, sharing of privacy knowledge and expertise and identify ways to innovate our processes.
  • Assist in the development, implementation and maintenance of Privacy governance documentation (e.g., policies, standards, guidelines and processes).
  • Assist with contract deviations and contracts privacy terms review.
  • Assist in the development of annual testing plan and performance of monitoring and testing activities, as needed.
  • Lead/support special projects.

Other Qualifications/Skills/Experience:

  • Ability to understand and interpret complex laws and regulations.
  • Knowledge of relevant European and international privacy legislation.
  • Demonstrate strong:
    • ability to work independently, think critically and make decisions;
    • collaboration with a variety of stakeholders to influence, build consensus and effect creative and responsive solutions;
    • attention to detail; and
    • organizational and business awareness.
  • Exceptional time management and organizational skills with the ability to manage multiple priorities in a fast paced/evolving environment.
  • Excellent verbal and written communication skills with an ability to interact at all levels of the organization and tailor communications to the intended audience.
  • Experience developing governance documentation (i.e., policies, frameworks, processes, guidelines), reporting, and presentations.
  • Experience managing enterprise initiatives/projects.
  • Proficient in Microsoft Office Applications, Excel, Word and PowerPoint.

Education and Accreditation:

  • Degree in Law preferred.
  • Strong and relevant background within a Privacy, Legal, Compliance and/or Risk Management function.
  • An International Association of Privacy Professional (IAPP) certification or other comparable certification, would be considered an asset.

Who We Are:

TD is one of the world\’s leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support.

Our Total Rewards Package:
Our Total Rewards package reflects the investment we make in our colleagues to help them, and their families achieve their well-being goals. Total Rewards at TD includes a base salary and several other key plans such as health and well-being benefits, including medical coverage, paid time off, career development, and reward and recognition programs.

Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development:
If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

Training & Onboarding:
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Interview Process:
We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation:
If you require an accommodation for the recruitment/interview process, please let us know and we will work with you to meet your needs.

Our Values:
At TD we’re guided by our purpose to enrich the lives of our customers, communities and colleagues, and share a set of values that shape our culture and guide our behavior.

Our Commitment to Diversity, Equity, and Inclusion:
At TD, we’re committed to fostering an environment where all colleagues are encouraged to bring their authentic selves to work, experience equitable opportunities, and feel respected and supported.

Helping to Make an Impact in Communities – TD Ready Commitment:
TD has a long-standing commitment to help drive progress towards a more inclusive and sustainable future.

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Compliance Business Oversight Manager employer: TD Bank

TD is an exceptional employer that prioritises the well-being and growth of its colleagues, offering a comprehensive Total Rewards package that includes competitive salaries, health benefits, and ample opportunities for career development. With a strong commitment to diversity, equity, and inclusion, TD fosters a collaborative work culture where employees are encouraged to bring their authentic selves to work and engage in meaningful projects that impact communities positively. Located in London, this role as a Compliance Business Oversight Manager not only provides a chance to lead privacy initiatives across Europe and Asia-Pacific but also allows for professional growth within one of the world's leading financial institutions.
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Contact Detail:

TD Bank Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Business Oversight Manager

✨Tip Number 1

Familiarise yourself with the latest European and international privacy legislation. Understanding these laws will not only help you in interviews but also demonstrate your commitment to the role and the importance of compliance.

✨Tip Number 2

Network with professionals in the privacy and compliance field. Attend industry events or webinars to connect with others who may provide insights or even referrals for the Compliance Business Oversight Manager position.

✨Tip Number 3

Prepare to discuss specific examples of how you've developed governance documentation or managed enterprise initiatives in previous roles. This will showcase your relevant experience and ability to handle the responsibilities outlined in the job description.

✨Tip Number 4

Research TD's current privacy initiatives and challenges. Being knowledgeable about the company's efforts will allow you to tailor your responses during the interview and show that you're genuinely interested in contributing to their goals.

We think you need these skills to ace Compliance Business Oversight Manager

Understanding of European and international privacy legislation
Ability to interpret complex laws and regulations
Strong analytical skills
Risk assessment and management
Governance framework development
Excellent verbal and written communication skills
Stakeholder engagement and relationship management
Project management experience
Attention to detail
Organisational and business awareness
Time management and prioritisation skills
Collaboration and consensus-building abilities
Proficiency in Microsoft Office Applications (Excel, Word, PowerPoint)
Experience in developing policies, standards, and guidelines
Critical thinking and decision-making skills
Familiarity with privacy-related metrics and reporting mechanisms

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights relevant experience in compliance, privacy, and risk management. Use keywords from the job description to demonstrate that you meet the specific requirements of the Compliance Business Oversight Manager role.

Craft a Compelling Cover Letter: Write a cover letter that showcases your understanding of privacy laws and regulations, as well as your ability to work with stakeholders. Mention specific examples of how you've successfully managed compliance projects or developed governance documentation in the past.

Highlight Relevant Qualifications: If you have a degree in Law or any relevant certifications like IAPP, make sure to mention these prominently in your application. This will help establish your credibility and expertise in the field.

Showcase Communication Skills: Since excellent verbal and written communication skills are crucial for this role, provide examples in your application that demonstrate your ability to communicate complex information clearly and effectively to various audiences.

How to prepare for a job interview at TD Bank

✨Understand Privacy Legislation

Make sure you have a solid grasp of European and international privacy laws. Be prepared to discuss how these regulations impact the role and how you can ensure compliance within the organisation.

✨Showcase Your Governance Experience

Highlight your experience in developing governance documentation, such as policies and frameworks. Be ready to provide examples of how you've successfully implemented these in previous roles.

✨Demonstrate Stakeholder Engagement Skills

Prepare to discuss how you've built relationships with various stakeholders in past positions. Emphasise your ability to influence and collaborate effectively to achieve common goals.

✨Prepare for Scenario-Based Questions

Expect questions that assess your critical thinking and decision-making skills. Think of scenarios where you've had to navigate complex privacy issues and be ready to explain your thought process and outcomes.

Compliance Business Oversight Manager
TD Bank

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