TD Securities in London seeks an experienced regulatory compliance professional to support the asset management compliance program with focus on APAC and Caribbean. You will provide advisory on business initiatives, develop and maintain policies and procedures, and lead cross‑functional projects with Legal and Wealth teams.
A law or investment industry background and 7+ years in compliance are preferred. You will work to ensure compliant international applicability of policies, and contribute to
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Global Asset Compliance Lead - APAC & Caribbean in City of Westminster employer: TD Bank Group
TD Securities is an exceptional employer, offering a dynamic work environment in the heart of London where innovation meets collaboration. With a strong commitment to employee development, our colleagues benefit from comprehensive training programs, competitive compensation, and a culture that values diversity and inclusion. Join us to make a meaningful impact in the technology investment banking sector while enjoying a supportive atmosphere that fosters personal and professional growth.
