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- Tasks: Provide strategic legal advice on regulatory matters in financial services.
- Company: A leading financial services trading firm with a strong market presence.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Why this job: Join a fast-paced team and shape the future of financial products.
- Qualifications: 4PQE+ qualified lawyer with regulatory advisory experience.
- Other info: Collaborative culture with a focus on innovation and compliance.
The predicted salary is between 48000 - 72000 £ per year.
Job Description
Our Client
A growing financial services firm, currently outperforming their peers, is seeking a 4/5PQE+ Regulatory lawyer to support on EMEA matters
The successful candidate will be the dedicated lawyer providing strategic legal advice on existing and new products and all related regulations applicable to the business.
Key Responsibilities:
- Lead for regulatory legal advice across the firm from a retail consumer perspective.
- Provide strategic regulatory legal advice on the structure, operation, and marketing of their products.
- Horizon scanning and advising on upcoming regulatory change and reforms in relation to wholesale markets in the UK and EU,
- Collaborate with internal teams, including compliance, risk, technology, and product development.
- Manage relationships with external legal counsel
Qualifications:
- 4PQE+ Qualified lawyer with experience working in a law firm or tech/fintech, bank/investment manager or wealth management firm
- Regulatory Lawyer with advisory experience
- Experience advising on investment / wealth management products
- Proactive, and able to thrive in a fast-paced, innovative environment.
*Candidates with equivalent experience outside of the PQE will be considered for this role.
Regulatory Lawyer, Financial Services employer: Taylor Root
Contact Detail:
Taylor Root Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Lawyer, Financial Services
✨Tip Number 1
Network like a pro! Reach out to connections in the financial services sector, especially those who work in regulatory roles. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Show off your expertise! Prepare a few case studies or examples of how you've tackled regulatory challenges in the past. This will help you stand out during interviews and demonstrate your value to potential employers.
✨Tip Number 3
Stay updated on industry trends! Regularly read up on regulatory changes and market developments. This knowledge will not only impress interviewers but also help you engage in meaningful conversations with them.
✨Tip Number 4
Apply through our website! We make it easy for you to find roles that match your skills. Plus, applying directly shows your enthusiasm and commitment to joining our team.
We think you need these skills to ace Regulatory Lawyer, Financial Services
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Regulatory Lawyer role. Highlight your experience in financial services and any relevant regulatory work you've done. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about regulatory law and how you can contribute to our team. Be sure to mention specific experiences that relate to the job description.
Showcase Your Skills: Don’t forget to showcase your skills in compliance, risk management, and product development. We’re looking for someone who can collaborate effectively, so highlight any teamwork experiences you have!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Taylor Root
✨Know Your Regulations
Make sure you brush up on the latest regulations affecting financial services, especially in the EMEA region. Being able to discuss recent changes and how they impact the firm's products will show that you're proactive and well-informed.
✨Showcase Your Advisory Skills
Prepare examples of your past experiences where you've provided strategic legal advice. Highlight situations where your input directly influenced product structure or compliance strategies, as this will demonstrate your value to the firm.
✨Collaborate Like a Pro
Since the role involves working with various internal teams, think of instances where you've successfully collaborated with compliance, risk, or tech teams. Be ready to discuss how you can bridge the gap between legal advice and practical implementation.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's approach to regulatory changes and their product offerings. This not only shows your interest but also gives you a chance to assess if the firm aligns with your career goals.
