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- Tasks: Support regulatory compliance across Europe and Asia Pacific in a dynamic financial institution.
- Company: Global financial institution with a strong focus on compliance and collaboration.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Why this job: Make a real impact in compliance while working with diverse teams and global standards.
- Qualifications: Strong Excel and PowerPoint skills, analytical mindset, and compliance experience preferred.
- Other info: Ideal for proactive individuals looking to enhance their career in a fast-paced environment.
The predicted salary is between 36000 - 60000 £ per year.
Compliance Manager – Europe & APAC | Asset & Wealth Management / Capital Markets | London (Hybrid, 12-Month FTC)
A global financial institution is seeking a Compliance Manager on a 12-month fixed-term contract to support its Regulatory Compliance Management (RCM) program across Europe, with additional oversight responsibilities in Asia Pacific. This full-time role is based in London and requires 4 days per week in-office, with flexibility for one remote day.
The Opportunity
This role is ideal for compliance professionals with a background in asset/wealth management or capital markets, looking to broaden their impact across jurisdictions. You’ll work closely with regional Compliance teams and business lines to ensure the RCM framework remains robust, current, and aligned with global standards. You’ll also help embed a newly implemented regulatory content vendor into BAU processes and support the Compliance COO on broader regulatory initiatives.
Key Responsibilities
- Partner with Compliance and 1LOD teams to support the four RCM pillars: Regulatory Content, Risk Assessments, Monitoring & Testing, and Issues Management.
- Maintain and update regulatory content inventories across European jurisdictions.
- Lead the production of governance committee materials, minute meetings, and enhance reporting and metrics.
- Deliver training, facilitate cross-team collaboration, and support quarterly CCO opinion reporting.
- Manage user access to compliance tools and platforms.
What You’ll Bring
Must-Have:
- Advanced Excel (VBA, pivot tables, formulas) and PowerPoint skills.
- Strong analytical and relationship-building capabilities.
- Deadline-driven, detail-oriented, and proactive.
- Comfortable navigating ambiguity and managing multiple priorities.
Nice-to-Have:
- Experience in asset/wealth management or capital markets.
- Familiarity with European/UK regulatory environments.
- Prior work with or within Compliance teams.
- Bachelor’s degree preferred.
Please Note: Candidates must be based in the UK, have full UK working rights, and be available to start on short notice (immediate – 4 weeks max).
Regulatory Compliance Manager employer: Taylor Root
Contact Detail:
Taylor Root Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Manager
✨Network Like a Pro
Get out there and connect with people in the compliance field! Attend industry events, join relevant LinkedIn groups, and don’t be shy about reaching out to professionals for a chat. We all know that sometimes it’s not just what you know, but who you know!
✨Ace the Interview
Prepare for your interviews by researching the company and its compliance culture. Think about how your skills in regulatory content and risk assessments can add value. We recommend practising common interview questions and even role-playing with a friend to boost your confidence!
✨Showcase Your Skills
When you get the chance to meet potential employers, make sure to highlight your advanced Excel and PowerPoint skills. Bring examples of your work or projects that demonstrate your analytical abilities. We want to see how you can bring those skills to the table!
✨Apply Through Our Website
Don’t forget to check out our website for job openings! Applying directly through us not only shows your interest but also gives you a better chance of being noticed. We’re here to help you land that dream role in compliance!
We think you need these skills to ace Regulatory Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Regulatory Compliance Manager. Highlight your experience in asset/wealth management or capital markets, and don’t forget to showcase your advanced Excel and PowerPoint skills!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention your familiarity with regulatory environments and how you can contribute to the RCM program across Europe and APAC.
Showcase Your Analytical Skills: Since this role requires strong analytical capabilities, make sure to include examples of how you've used these skills in past roles. Whether it's through risk assessments or monitoring, let us see your problem-solving prowess!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and get you on our radar quickly!
How to prepare for a job interview at Taylor Root
✨Know Your Regulations
Make sure you brush up on the latest regulations in asset and wealth management, especially those relevant to Europe and APAC. Being able to discuss specific regulatory frameworks will show that you're not just familiar with compliance but are genuinely engaged with the industry.
✨Excel Skills on Display
Since advanced Excel skills are a must-have for this role, be prepared to demonstrate your proficiency. You might be asked to solve a problem or analyse data during the interview, so practice using pivot tables and VBA beforehand to showcase your abilities.
✨Showcase Your Analytical Mindset
Prepare examples from your past experiences where you've successfully navigated complex compliance issues. Highlight your analytical skills and how they helped you make informed decisions, as this will resonate well with the interviewers looking for someone detail-oriented.
✨Build Rapport with the Team
This role involves a lot of collaboration, so focus on your relationship-building skills. During the interview, express your enthusiasm for working with cross-functional teams and share instances where you've successfully collaborated with others to achieve compliance goals.