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- Tasks: Lead regulatory mapping initiatives and ensure compliance with financial regulations.
- Company: Join a global financial services firm known for its dynamic work environment.
- Benefits: Enjoy a hybrid work model and competitive daily rates.
- Why this job: Make a significant impact in compliance while collaborating with top professionals.
- Qualifications: 8+ years in Compliance or related fields with strong regulatory knowledge required.
- Other info: This is a high-impact, 6-month contract role with opportunities for growth.
The predicted salary is between 130000 - 156000 £ per year.
Job Description
Location: London (Hybrid)
Duration: 6 months
Rate: £650 –£ 800 per day (inside IR35)
We are supporting a global financial services firm who is hiring an experienced compliance professional to lead regulatory mapping initiatives across its trading venue and financial crime domains. This is a high-impact contract role with a focus on MiFID II, MiFIR, MAR, and AML regulations within a dynamic, cross-functional environment.
Key Responsibilities:
- Lead end-to-end regulatory obligation mapping for MTF and AML domains
- Link legal and regulatory obligations to internal controls and documentation
- Monitor regulatory change and manage trigger events
- Collaborate with Legal, Risk, and Business stakeholders to ensure accuracy and traceability
- Present management information to senior leadership, auditors, and regulators
- Support enterprise risk management and challenge first-line control design
Ideal Candidate:
- 8+ years’ experience in Compliance, Legal, Risk, or Internal Audit
- Strong knowledge of MiFID II, MiFIR, MAR, and AML regulations
- Hands-on experience with regulatory mapping in a trading or financial services environment
- Excellent communication and stakeholder management skills
- Proven ability to lead cross-functional initiatives and deliver under pressure
This is a fantastic opportunity for a regulatory specialist to contribute to a strategic compliance program within a globally recognised firm.
Regulatory Compliance Manager employer: Taylor Root
Contact Detail:
Taylor Root Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Manager
✨Tip Number 1
Network with professionals in the financial services sector, especially those who have experience with MiFID II, MiFIR, MAR, and AML regulations. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in regulatory compliance.
✨Tip Number 2
Familiarise yourself with the specific regulatory mapping tools and methodologies used in the industry. Being able to discuss these tools during interviews will demonstrate your hands-on experience and readiness for the role.
✨Tip Number 3
Prepare to showcase your ability to lead cross-functional initiatives by gathering examples from your past experiences. Highlight how you collaborated with different teams to achieve compliance goals, as this is crucial for the role.
✨Tip Number 4
Stay updated on recent changes in regulations related to financial crime and trading venues. Being knowledgeable about current events will not only help you in interviews but also show your commitment to the field of regulatory compliance.
We think you need these skills to ace Regulatory Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance, particularly with MiFID II, MiFIR, MAR, and AML regulations. Use specific examples that demonstrate your hands-on experience with regulatory mapping and stakeholder management.
Craft a Compelling Cover Letter: Write a cover letter that clearly outlines your relevant experience and why you are the ideal candidate for this role. Mention your ability to lead cross-functional initiatives and how you can contribute to the strategic compliance program.
Showcase Your Communication Skills: In your application, emphasise your excellent communication skills. Provide examples of how you've effectively presented information to senior leadership or collaborated with various stakeholders in previous roles.
Highlight Regulatory Knowledge: Clearly state your knowledge of the relevant regulations (MiFID II, MiFIR, MAR, and AML) in your application. This will show that you understand the requirements of the role and are prepared to take on the responsibilities.
How to prepare for a job interview at Taylor Root
✨Know Your Regulations
Make sure you have a solid understanding of MiFID II, MiFIR, MAR, and AML regulations. Be prepared to discuss how these regulations impact the role and your previous experiences in compliance.
✨Showcase Your Mapping Experience
Highlight any hands-on experience you have with regulatory mapping. Be ready to provide examples of how you've linked legal obligations to internal controls in past roles.
✨Demonstrate Stakeholder Management Skills
Prepare to discuss how you've collaborated with various stakeholders, such as Legal and Risk teams. Share specific instances where your communication skills helped achieve compliance goals.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your ability to manage regulatory changes and trigger events. Think about how you would approach these situations and be ready to articulate your thought process.
