At a Glance
- Tasks: Provide strategic legal advice on financial crime compliance and collaborate with internal teams.
- Company: Join a leading global financial services organisation with a dynamic team.
- Benefits: Competitive salary, professional development, and opportunities to work on high-impact projects.
- Other info: Engage with senior stakeholders and tackle complex regulatory challenges.
- Why this job: Be at the forefront of decision-making in a critical role within the financial sector.
- Qualifications: 7+ years PQE in regulatory and financial crime law, ideally in financial institutions.
The predicted salary is between 80000 - 100000 € per year.
Our Client, a global financial services organisation group, is seeking a 7PQE+ Regulatory/Financial Crime lawyer to join the team supporting the business on cross-border matters. This team has a truly varied workload as they cover various locations within the EMEA business. This is a critical hire for the business, sitting at the heart of decision making and working closely with Compliance, Financial Crime, and senior stakeholders across the organisation.
Key Responsibilities:
- Providing strategic legal advice on financial crime compliance including AML, sanctions, transaction monitoring, and high risk escalations.
- Advising on high risk client onboarding, risk assessment, and mitigation.
- Supporting the MLRO and Financial Crime team on ongoing projects and selected investigations.
- Engaging and collaborating with internal teams, including compliance (including financial crime compliance), risk, technology, and product development, providing them with regulatory guidance.
- Handling requests and appropriate escalations from regulators, law enforcement etc.
- Anticipating and identifying key regulatory obligations and integrity risks, and ensuring these are addressed in a practical and scalable way.
- Liaising with external legal counsel when required.
- Providing strategic legal advice on complex, detail-driven regulatory issues.
The successful candidate:
We are looking for a senior lawyer (7+ years’ PQE) with strong regulatory and financial crime experience, ideally gained:
- In an investment bank, fintech, crypto business, retail bank or regulated financial institution.
- Within a financial regulation / financial crime practice at a leading law firm.
- Advising regulated entities such as Worldpay or similar payments businesses.
Experience across AML, sanctions is highly desirable. Candidates with equivalent experience outside of the PQE will be considered for this role.
Regulatory and Financial Crime Lawyer, Leading FS firm employer: Taylor Root
As a leading global financial services organisation, we pride ourselves on fostering a dynamic and inclusive work culture that empowers our employees to thrive. With a commitment to professional development, we offer extensive growth opportunities and the chance to engage with senior stakeholders on critical regulatory matters, making a meaningful impact in the financial crime landscape. Our collaborative environment encourages innovation and strategic thinking, ensuring that every team member plays a vital role in shaping the future of our business.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory and Financial Crime Lawyer, Leading FS firm
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who work in compliance or legal roles. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on current regulatory trends and financial crime issues. We want you to be the go-to person for strategic legal advice, so show off your knowledge and confidence during those crucial conversations.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and expertise. Use our website to find roles that excite you and match your skills, especially in areas like AML and sanctions. Tailor your approach to each application!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind. Mention something specific from your conversation to show you were engaged and are genuinely interested in the role. It’s all about making that lasting impression!
We think you need these skills to ace Regulatory and Financial Crime Lawyer, Leading FS firm
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the specific skills and experiences that match the job description. Highlight your regulatory and financial crime expertise, especially if you've worked in investment banks or fintechs.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your experience with AML, sanctions, and any relevant projects you've been involved in.
Showcase Your Collaboration Skills:Since this role involves working closely with various teams, emphasise your ability to collaborate effectively. Share examples of how you've engaged with compliance, risk, or technology teams in the past.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Taylor Root
✨Know Your Regulatory Stuff
Make sure you brush up on the latest regulations around AML, sanctions, and financial crime compliance. Being able to discuss recent changes or high-profile cases will show that you're not just knowledgeable but also genuinely interested in the field.
✨Showcase Your Strategic Thinking
Prepare examples of how you've provided strategic legal advice in previous roles. Think about situations where your input made a significant impact on decision-making, especially in cross-border matters. This will demonstrate your ability to sit at the heart of decision-making as required by the role.
✨Engage with Stakeholders
Be ready to talk about your experience collaborating with various teams like compliance, risk, and technology. Highlight specific projects where you worked closely with these stakeholders, as this role requires strong engagement across different departments.
✨Anticipate Questions on Risk Management
Expect questions about how you identify and mitigate integrity risks. Prepare to discuss your approach to risk assessment and any tools or frameworks you've used in the past. This will show that you can handle the practical aspects of the role effectively.
