At a Glance
- Tasks: Advise on regulatory issues and support trading activities in a global investment banking environment.
- Company: Leading international investment banking platform with a strong global presence.
- Benefits: Inclusive culture, professional development, and opportunities for long-term career progression.
- Other info: Collaborate across diverse teams and contribute to thought leadership in a stimulating environment.
- Why this job: Join a dynamic legal team tackling complex regulatory challenges in financial markets.
- Qualifications: Qualified lawyer with experience in financial regulation and a deep understanding of market dynamics.
The predicted salary is between 80000 - 100000 £ per year.
Senior Markets Regulatory Lawyer | Global Investment Banking Platform | London
We are currently partnering with a leading international investment banking and markets business on a strategic legal hire within its London-based Markets Legal team.
This is an excellent opportunity for an experienced regulatory lawyer who enjoys operating at the intersection of legal, regulatory and commercial decision-making within a sophisticated global markets environment.
The role sits within a highly regarded legal function supporting a broad range of trading and financing activities across derivatives, securities financing and related market infrastructure.
You'll work closely with front office, documentation, compliance, operations, risk and finance teams, providing trusted advice on evolving regulatory frameworks and helping shape solutions to complex business challenges.
Advising on legal and regulatory issues across derivatives and securities financing products.
Providing guidance on margin, clearing, reporting and risk mitigation obligations.
Supporting the implementation and interpretation of UK, European and US regulatory developments.
Partnering with stakeholders across legal, compliance, finance and trading functions on regulatory change initiatives.
Managing complex technical queries and external counsel when required.
Contributing to internal knowledge sharing and thought leadership within the legal team.
Qualified lawyer with strong post-qualification experience gained within a financial institution, regulator or leading law firm (Foreign Qualified Lawyers considered).
Deep understanding of financial markets regulation and its application to trading businesses.
Join a globally connected investment banking platform with a significant international footprint and strong cross-border collaboration.
Work within a highly technical and intellectually stimulating legal team supporting market-leading trading and financing businesses.
Exposure to a broad range of complex regulatory issues spanning multiple jurisdictions.
Inclusive culture with a genuine focus on diversity, professional development and long-term career progression.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Counsel (Regulatory & Compliance) in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Taylor Root looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Counsel (Regulatory & Compliance) in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Taylor Root. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Taylor Root
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Taylor Root’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
