At a Glance
- Tasks: Advise on compliance with UK and EU regulations in dynamic financial markets.
- Company: Global law firm known for innovation and diversity in legal solutions.
- Benefits: Top remuneration, attractive bonuses, hybrid working, and wellbeing programs.
- Other info: Engage in transformative projects and enjoy excellent career progression opportunities.
- Why this job: Join a market-leading team tackling cutting-edge regulatory challenges in finance.
- Qualifications: 1-4 years PQE in financial services regulation with strong technical knowledge.
The predicted salary is between 59400 - 72600 £ per year.
Finance Regulatory Associate – 1-4 PQE
This global law firm is recognised for its strategic approach to advising clients in highly regulated sectors and its ability to deliver innovative legal solutions across complex, cross-border mandates.
Known for its collaborative culture and commitment to diversity and inclusion, the firm combines international reach with deep technical expertise.
It offers a supportive environment that invests in career progression through high-quality training and secondment opportunities, making it an excellent platform for ambitious lawyers aiming to develop a truly global practice.
This is an opportunity to join a market-leading financial regulation team within a globally integrated platform.
The practice advises domestic and international financial institutions, fintechs, crypto and digital asset businesses, financial market infrastructures, and payment providers on their most challenging regulatory issues.
The work combines strategic projects and day-to-day advisory for major financial clients navigating increasingly dynamic regulatory frameworks.
Advising on compliance with UK and EU regulatory frameworks, including perimeter issues, financial promotions, and compliance projects.
Supporting transformational change projects such as CRD VI, Mi FID/RIS reforms, PSD3, cryptoasset regulation, and Consumer Duty implementations.
Advising on new digital asset platforms and regulatory strategy, licence applications, remediation projects, and compliance frameworks.
Engaging on issues affecting banks, asset managers, brokers, payment/ e-money services, trading platforms, fintech firms, and retail intermediaries.
The role provides exposure to both technical advisory matters and strategic transactions, while encouraging associates to take responsibility for client interaction and formative projects from the outset.
1-4 years’ PQE gained in financial services regulation, ideally from a leading law firm or in-house financial institution.
~ Strong technical knowledge of the UK and EU regulatory perimeter and associated compliance obligations.
~ Ability to advise on regulatory implications and deliver practical, commercially focused solutions.
~ Genuine interest in financial markets, innovation (including digital assets/fintech), and regulatory change.
This opportunity offers involvement in cutting-edge regulatory work across both established markets and emerging sectors such as crypto, digital assets, and payment innovation.
The firm provides top of market remuneration, an attractive bonus scheme, hybrid working flexibility, and a full suite of benefits including wellbeing programs, global secondments, and professional growth initiatives.
Regulatory Compliance Consultant (Financial Promotions) in London employer: Taylor Root
As a leading global insurance firm, we pride ourselves on fostering a dynamic and inclusive work culture that empowers our employees to thrive. With a strong emphasis on professional development, we offer numerous growth opportunities and encourage collaboration across multidisciplinary teams, ensuring that every team member's contributions are valued. Located in a vibrant area, our firm not only provides competitive benefits but also promotes a healthy work-life balance, making it an excellent employer for those seeking meaningful and rewarding careers in the legal field.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Compliance Consultant (Financial Promotions) in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Taylor Root looking for candidates who are engaged and informed.
We think you need these skills to ace Regulatory Compliance Consultant (Financial Promotions) in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Taylor Root. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Taylor Root
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Taylor Root’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
