At a Glance
- Tasks: Support a law firm in risk management and regulatory compliance.
- Company: Join a well-established legal business with a collaborative culture.
- Benefits: Professional development opportunities and a supportive team environment.
- Other info: Varied role with genuine scope for progression.
- Why this job: Make a real impact in compliance while advancing your career.
- Qualifications: Experience in Risk & Compliance within a law firm is essential.
The predicted salary is between 40000 - 50000 £ per year.
Compliance Officer - Law Firm
We are seeking a highly motivated Compliance Officer to support a Law Firm with the ongoing development and maintenance of risk management, regulatory compliance, and governance processes.
This is an excellent opportunity for someone with compliance experience within a law firm who is looking to develop their career in a supportive and collaborative team.
The Role
Working closely with senior stakeholders, you will play a key role in ensuring regulatory obligations are met, supporting risk management initiatives, and providing practical compliance guidance across the business.
Key Responsibilities
- Respond to compliance queries relating to AML, client onboarding, source of funds checks, GDPR, and regulatory requirements.
- Act as an escalation point for junior team members.
- Draft, review, and maintain risk and compliance policies, procedures, and controls.
- Support regulatory audits, accreditations, and compliance monitoring activities.
- Conduct AML, Source of Funds, and Source of Wealth audits and identify key trends.
- Carry out electronic AML and conflict checks where required.
- Deliver compliance and risk training to new starters and support wider training initiatives.
- Assist with professional indemnity claims, incident reporting, and complaints handling.
- Maintain compliance registers and prepare management reports.
- Keep up to date with legal and regulatory developments and undertake compliance research.
About You
- Previous experience within a Risk & Compliance role within a Law Firm.
- Good understanding of AML regulations, risk management, and compliance frameworks.
- Strong communication and stakeholder management skills.
- Highly organised with excellent attention to detail.
- Strong Microsoft Office skills, particularly Outlook, Word, Excel, and Power Point.
- Comfortable working with case management and database systems.
What's on Offer?
- Opportunity to join a well-established legal business.
- Broad exposure across risk, compliance, AML, GDPR, and professional indemnity matters.
- Supportive team environment with opportunities for professional development.
- A varied role with genuine scope for progression.
- Apply now or send your CV through to Zali Oulton at
Compliance Officer - Law Firm in London employer: Taylor Root
At Taylor Root, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters creativity and collaboration in the heart of London. Our commitment to employee growth is evident through tailored development opportunities and a supportive environment where innovative legal solutions thrive. Join us to be part of a forward-thinking team that values your expertise and encourages meaningful contributions to our exciting creative business.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer - Law Firm in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Taylor Root looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Officer - Law Firm in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Taylor Root. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Taylor Root
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Taylor Root’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
