Financial Services Regulatory Lawyer | 1 to 3 PQE in London

Financial Services Regulatory Lawyer | 1 to 3 PQE in London

London Full-Time 36000 - 60000 £ / year (est.) No working from home possible
Taylor Root

At a Glance

  • Tasks: Advise clients on financial services regulations and compliance across various jurisdictions.
  • Company: Leading global law firm with a strong reputation in financial services.
  • Benefits: Supportive environment, excellent training, and exposure to high-profile clients.
  • Other info: Opportunity for career growth and collaboration with industry leaders.
  • Why this job: Join a team of top lawyers and work on impactful regulatory matters.
  • Qualifications: 1-3 years PQE in financial services regulatory law.

The predicted salary is between 36000 - 60000 £ per year.

Taylor Root are delighted to be working with a leading global law firm on an exciting opportunity within its Financial Services Regulatory team. The firm is looking to speak with non-contentious FS regulatory lawyers with 1–3 years’ PQE to join its London office.


All potential candidates should read through the following details of this job with care before making an application.

This team advises a broad spectrum of clients including investment banks, asset managers, fund platforms, payment service providers, FinTech’s and financial institutions. The work is multi-jurisdictional and spans a wide range of regulatory and compliance matters issues, including perimeter guidance, governance, conduct of business, market abuse, and marketing/distribution requirements. The team also work closely with the transactional teams providing buy and sell side support on the regulatory aspects of mergers and acquisitions.

The ideally candidate will have between 1 and 3 years PQE and broad financial services regulatory experience. Experience of advising on funds regulation will be beneficial but is not essential.

This is a fantastic opportunity to work alongside lawyers who are recognised as leaders in the field. The firm offers a supportive environment, excellent training, and the chance to work on high-profile matters with top-tier clients.

Financial Services Regulatory Lawyer | 1 to 3 PQE in London employer: Taylor Root

At Taylor Root, we pride ourselves on being an exceptional employer, offering a dynamic and supportive work culture that fosters professional growth and development. Our London office provides a unique opportunity to work alongside industry leaders in financial services regulation, with access to comprehensive training and exposure to high-profile clients and multi-jurisdictional matters. Join us to be part of a collaborative team that values your contributions and encourages you to thrive in your legal career.

Taylor Root

Contact Details:

Taylor Root Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Financial Services Regulatory Lawyer | 1 to 3 PQE in London

Tip Number 1

Network like a pro! Reach out to your connections in the legal field, especially those in financial services. Attend industry events or webinars to meet potential employers and get your name out there.

Tip Number 2

Prepare for interviews by researching the firm and its recent cases. Show them you’re not just another candidate; demonstrate your passion for financial services regulation and how you can contribute to their team.

Tip Number 3

Don’t underestimate the power of follow-ups! After an interview, send a thank-you email expressing your appreciation for the opportunity. It keeps you on their radar and shows your enthusiasm for the role.

Tip Number 4

Apply through our website for the best chance at landing that dream job! We make it easy for you to showcase your skills and experience directly to the hiring team.

We think you need these skills to ace Financial Services Regulatory Lawyer | 1 to 3 PQE in London

Financial Services Regulatory Knowledge
Non-Contentious Legal Experience
Multi-Jurisdictional Regulatory Compliance
Perimeter Guidance Expertise
Governance and Conduct of Business Understanding
Market Abuse Regulations Knowledge
Marketing/Distribution Requirements Familiarity

Some tips for your application 🫡

Tailor Your CV:Make sure your CV reflects your experience in financial services regulatory law. Highlight any relevant PQE and specific projects you've worked on that align with the job description.

Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about FS regulatory law and how your background makes you a great fit for the team. Don’t forget to mention your interest in working with top-tier clients.

Showcase Your Skills:In your application, emphasise your skills in governance, compliance, and market abuse. If you have experience with multi-jurisdictional matters, make sure to include that too—it’s a big plus!

Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets the attention it deserves. Plus, it shows you’re keen on joining our fantastic team!

How to prepare for a job interview at Taylor Root

Know Your Regulatory Stuff

Make sure you brush up on the latest financial services regulations and compliance matters. Familiarise yourself with key concepts like perimeter guidance and market abuse, as these are likely to come up in your interview.

Showcase Your Experience

Be ready to discuss your previous roles and how they relate to the position. Highlight any specific cases or projects where you advised clients on regulatory issues, especially if you have experience with investment banks or FinTechs.

Ask Insightful Questions

Prepare some thoughtful questions about the firm's approach to regulatory challenges and their client base. This shows your genuine interest in the role and helps you understand how you can contribute to the team.

Demonstrate Team Spirit

Since the role involves working closely with transactional teams, emphasise your ability to collaborate effectively. Share examples of how you've worked in a team setting to tackle complex regulatory issues.