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- Tasks: Advise on financial services regulation and compliance for high-profile clients.
- Company: A leading London law firm with a collaborative and inclusive culture.
- Benefits: Supportive environment, career development opportunities, and exposure to complex regulatory issues.
- Other info: Diversity and inclusion are at the heart of our values.
- Why this job: Join a dynamic team and work on impactful projects in the fintech landscape.
- Qualifications: 3-6 years PQE with experience in financial institutions or fintech.
The predicted salary is between 60000 - 75000 £ per year.
A well-established London law firm is seeking a 3–6 PQE Associate to join its Financial Services Regulatory practice, focusing on non-contentious advisory work. The firm offers a genuinely collaborative, entrepreneurial environment, combining high-quality work with a supportive and inclusive culture.
The Financial Services team advises across the entire life cycle of regulated firms, from start-up and authorisation through growth, product development and, where required, regulatory scrutiny and investigations. The practice acts for a varied and high-profile client base across the financial services and fintech landscape, including banks, insurers, payment and e‑money firms, investment businesses, consumer credit providers, and technology-led platforms.
The successful candidate will work closely with senior regulatory partners on a broad range of advisory matters, including:
- FCA and PRA regulatory authorisations and variations
- Ongoing compliance and regulatory change
- Product design and governance
- Financial services regulation under FSMA and the RAO
This role offers exposure to sophisticated regulatory issues, high-profile clients, and direct partner access in a team that actively supports career development.
Applicants should:
- Be 3–6 years’ PQE, gained in private practice or in-house
- Have experience advising financial institutions or fintech businesses
- Possess a strong working knowledge of the FCA/PRA Handbook, FSMA and the Regulated Activities Order
- Be a regulatory specialist with enthusiasm for developing technical expertise and handling complex advisory work
The firm is committed to diversity, inclusion and long-term career progression, and encourages applications from a broad range of backgrounds.
Financial Services Regulation Associate employer: Taylor Root
Contact Detail:
Taylor Root Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Financial Services Regulation Associate
✨Network Like a Pro
Get out there and connect with people in the financial services sector. Attend industry events, webinars, or even local meet-ups. We all know that sometimes it’s not just what you know, but who you know!
✨Show Off Your Expertise
When you get the chance to chat with potential employers, don’t hold back! Share your insights on FCA/PRA regulations or recent changes in financial services. We want to see your passion and knowledge shine through.
✨Tailor Your Approach
Every firm is different, so make sure you tailor your conversations to reflect their specific needs and culture. Research the firm’s recent work and mention how your experience aligns with their goals. We love seeing candidates who do their homework!
✨Apply Through Our Website
Don’t forget to apply directly through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always on the lookout for talented individuals like you to join our collaborative team.
We think you need these skills to ace Financial Services Regulation Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Financial Services Regulation Associate role. Highlight your relevant experience, especially any work with FCA/PRA regulations or fintech businesses. We want to see how your background aligns with what we do!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about financial services regulation and how you can contribute to our team. Keep it concise but engaging – we love a good story!
Showcase Your Technical Skills: Since this role requires a strong working knowledge of regulatory frameworks, make sure to showcase your technical skills in your application. Mention specific regulations you've worked with and any complex advisory matters you've handled. We’re looking for specialists!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at Taylor Root
✨Know Your Regulations
Make sure you brush up on the FCA and PRA Handbook, FSMA, and the Regulated Activities Order. Being able to discuss these regulations confidently will show that you're not just familiar with them, but that you can apply this knowledge in real-world scenarios.
✨Showcase Your Experience
Prepare specific examples from your previous roles where you've successfully advised financial institutions or fintech businesses. Highlighting your hands-on experience will demonstrate your capability and enthusiasm for the role.
✨Understand the Firm's Culture
Research the firm’s collaborative and inclusive environment. Be ready to discuss how you can contribute to this culture and why it matters to you. This will help you connect with the interviewers on a personal level.
✨Ask Insightful Questions
Prepare thoughtful questions about the team’s current projects or challenges they face in regulatory compliance. This shows your genuine interest in the role and helps you assess if the firm is the right fit for you.