At a Glance
- Tasks: Support a law firm in risk management and regulatory compliance.
- Company: Dynamic law firm with a collaborative and supportive culture.
- Benefits: Career development opportunities, supportive team environment, and competitive salary.
- Other info: Engaging role with opportunities for training and professional growth.
- Why this job: Make a real impact in compliance while growing your career in law.
- Qualifications: Experience in compliance within a law firm and strong communication skills.
The predicted salary is between 40000 - 50000 £ per year.
Compliance Officer - Law Firm We are seeking a highly motivated Compliance Officer to support a Law Firm with the ongoing development and maintenance of risk management, regulatory compliance, and governance processes.
This is an excellent opportunity for someone with compliance experience within a law firm who is looking to develop their career in a supportive and collaborative team.
The Role Working closely with senior stakeholders, you will play a key role in ensuring regulatory obligations are met, supporting risk management initiatives, and providing practical compliance guidance across the business.
Key Responsibilities Respond to compliance queries relating to AML, client onboarding, source of funds checks, GDPR, and regulatory requirements.
Act as an escalation point for junior team members.
Draft, review, and maintain risk and compliance policies, procedures, and controls.
Support regulatory audits, accreditations, and compliance monitoring activities.
Conduct AML, Source of Funds, and Source of Wealth audits and identify key trends.
Carry out electronic AML and conflict checks where required.
Deliver compliance and risk training to new starters and support wider training initiatives.
Assist with professional indemnity claims, incident reporting, and complaints handling.
Maintain compliance registers and prepare management reports.
Keep up to date with legal and regulatory developments and undertake compliance research.
About You Previous experience within a Risk
Compliance Officer - Law Firm employer: Taylor Root
At Taylor Root, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters creativity and collaboration in the heart of London. Our commitment to employee growth is evident through tailored development opportunities and a supportive environment where innovative legal solutions thrive. Join us to be part of a forward-thinking team that values your expertise and encourages meaningful contributions to our exciting creative business.
