At a Glance
- Tasks: Support client onboarding and compliance activities in a dynamic financial services environment.
- Company: Boutique Investment Bank with a focus on compliance and regulatory standards.
- Benefits: Competitive day rate, hybrid working, and potential for contract extension.
- Other info: Join a collaborative team with opportunities for professional growth.
- Why this job: Kickstart your career in compliance while making a real impact in the financial sector.
- Qualifications: Strong organisational skills and attention to detail; experience in compliance is a plus.
The predicted salary is between 40000 - 50000 £ per year.
We are seeking a detail-oriented Compliance Analyst to join a growing Legal & Compliance team within a leading financial services organisation. This role will provide analytical and operational support across compliance activities, helping to ensure the business meets its regulatory obligations and maintains robust compliance standards.
The successful candidate will ideally have some exposure to client onboarding processes within a financial services environment and be looking to further develop their career in compliance.
Key Responsibilities- Client Onboarding & KYC
- Support the end-to-end client onboarding process.
- Conduct Know Your Customer (KYC) reviews and due diligence checks.
- Assist with onboarding requirements across multiple jurisdictions, including the UK and Germany.
- Ensure client records are maintained accurately and in accordance with internal policies and regulatory requirements.
- AML & Financial Crime Compliance
- Assist with Anti-Money Laundering (AML) compliance activities.
- Support the Money Laundering Reporting Officer (MLRO) function as required.
- Help monitor and maintain compliance with applicable financial crime regulations and internal controls.
- General Compliance Support
- Respond to day-to-day compliance queries from business stakeholders.
- Provide guidance on internal compliance policies, procedures, and regulatory requirements.
- Support wider compliance initiatives, projects, monitoring activities, and regulatory reporting where required.
- Assist in maintaining compliance documentation, records, and procedures.
- Essential
- Strong organisational and administrative skills.
- Excellent attention to detail and accuracy.
- Ability to manage multiple priorities in a fast-paced environment.
- Strong communication skills and the ability to build relationships across all levels of an organisation.
- Proactive approach with the ability to learn quickly and work independently.
- Proficiency in Microsoft Office applications, particularly Word, Excel, and Outlook.
- Desirable
- Previous experience working within a compliance, risk, onboarding, KYC, AML, or financial crime function.
- Experience within a financial services, banking, investment management, or capital markets environment.
- Familiarity with client due diligence and regulatory compliance processes.
- A collaborative and team-oriented mindset.
- Strong analytical and problem-solving abilities.
- A commitment to maintaining high standards of integrity, professionalism, and regulatory compliance.
- The ability to handle confidential information with discretion and professionalism.
Compliance Analyst - Onboarding - day rate contract in City of London employer: Taylor Root
At Taylor Root, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters creativity and collaboration in the heart of London. Our commitment to employee growth is evident through tailored development opportunities and a supportive environment where innovative legal solutions thrive. Join us to be part of a forward-thinking team that values your expertise and encourages meaningful contributions to our exciting creative business.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst - Onboarding - day rate contract in City of London
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like Taylor Root when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from Taylor Root!
We think you need these skills to ace Compliance Analyst - Onboarding - day rate contract in City of London
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Compliance Analyst - Onboarding - day rate contract, make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at Taylor Root. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at Taylor Root
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at Taylor Root.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit Taylor Root in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at Taylor Root.
