At a Glance
- Tasks: Ensure compliance with regulations and support risk initiatives in a leading law firm.
- Company: A prestigious London-based law firm with a strong focus on risk and information security.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Collaborative culture with opportunities for career advancement.
- Why this job: Join a key role in maintaining high regulatory standards and making a real impact.
- Qualifications: Qualified solicitor or equivalent with 4+ years’ experience in compliance.
The predicted salary is between 70000 - 90000 £ per year.
A leading London-based law firm is seeking an experienced Senior Compliance Manager to join its established Risk & Information Security function. You will play a key role in maintaining regulatory standards, supporting fee earners, and contributing to firm-wide risk initiatives. Reporting into senior leadership within Risk & Compliance, you will be responsible for supporting core compliance programmes and providing expert guidance across the business.
Key Responsibilities
- Triaging conflicts issues and advising on SRA Code of Conduct requirements
- Supporting new client onboarding processes and use of onboarding systems
- Reviewing client complaints and supporting resolution processes
- Preparing correspondence and liaising with internal stakeholders and external bodies (including regulators and ombudsman services)
- Acting as a key point of contact for compliance queries across the firm
- Advising on professional standards, engagement terms, and regulatory obligations
- Drafting and updating internal policies (e.g. conflicts, AML, modern slavery, insider dealing)
- Supporting ISO standards compliance
- Conducting internal file reviews to ensure consistent application of standards
- Supporting risk and compliance projects and research initiatives
- Assisting with wider regulatory and operational risk programmes
- Managing document requests from clients and third parties (including regulatory and law enforcement bodies)
About You
- Qualified solicitor, barrister, or equivalent (or relevant experience within a law firm risk/compliance function)
- 4+ years’ PQE or equivalent experience
- Strong working knowledge of the SRA Code of Conduct and regulatory framework
- Experience or understanding of: AML, sanctions, and source of funds
- Conflicts of interest
- Data protection
- Excellent written and communication skills
- Confident dealing with senior stakeholders
- Highly organised with the ability to manage competing priorities
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Senior Compliance Manager – Law Firm in London employer: Taylor Root Dusseldorf
As a leading law firm in London, we pride ourselves on fostering a collaborative and inclusive work culture that empowers our employees to thrive. With a strong commitment to professional development, we offer extensive training and growth opportunities, ensuring that our team members are well-equipped to navigate the complexities of compliance in the legal sector. Join us to be part of a dynamic environment where your expertise will directly contribute to maintaining high regulatory standards and enhancing our firm's reputation.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager – Law Firm in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Taylor Root Dusseldorf looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Manager – Law Firm in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Taylor Root Dusseldorf. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Taylor Root Dusseldorf
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Taylor Root Dusseldorf’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
