At a Glance
- Tasks: Support compliance functions and assist with legal department operations in a dynamic environment.
- Company: Join a global corporation focused on Futures and Options trading.
- Benefits: Gain hands-on experience in compliance with a supportive team atmosphere.
- Other info: Opportunity to learn and grow in a varied compliance role.
- Why this job: Be part of a small, high-quality team making a real impact in compliance.
- Qualifications: Recent graduate with a passion for compliance and financial markets.
The predicted salary is between 28800 - 48000 £ per year.
Our client is a Futures and Options Traders and Brokers part of a large global corporation. They are looking for a graduate Compliance Analyst who is used to working in a small firm and has had exposure to a range of compliance functions. It is a very hands-on, high-quality small team.
This is a broad and varied role to assist with the smooth running of the Compliance & Legal Department, supporting the Head of Legal & Compliance and other staff in the department. The role would suit a candidate keen to be a generalist compliance professional with exposure to all areas of compliance relevant to the firm.
Key duties are expected to include:
- Issuing letters to customers and business partners (e.g. finalising, printing out and posting).
- Work relating to anti-money laundering and financial crime controls including customer onboarding, CDD/KYC checks, completing customer risk assessments and customer risk data collection.
- Conduct and financial crime risk monitoring, including voice and written communications monitoring and monitoring of incoming and outgoing payments.
- Assisting with trade surveillance e.g. by checking and collecting information relating to alerts.
- Carrying out due diligence on third party outsourced service providers.
- Performing the department's tasks relating to systems and controls e.g. checking new.
Compliance Analyst (Financial Markets) employer: Taylor James Resourcing
As a leading player in the fintech sector, we pride ourselves on fostering a dynamic and inclusive work culture that encourages innovation and collaboration. Our employees benefit from comprehensive professional development opportunities, competitive remuneration, and a commitment to work-life balance, all while being part of a forward-thinking team dedicated to revolutionising payment solutions across our extensive retail network.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst (Financial Markets)
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Be ready to discuss how your skills align with their needs. We recommend practising common interview questions with a friend to boost your confidence.
✨Tip Number 3
Showcase your hands-on experience! If you've worked on compliance functions before, be sure to highlight specific examples during interviews. This will demonstrate your readiness for the varied role they’re offering.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we often have exclusive opportunities listed that you won’t find anywhere else.
We think you need these skills to ace Compliance Analyst (Financial Markets)
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Compliance Analyst role. Highlight any relevant compliance functions you've been involved in, especially in a small firm setting, as this will show us you're a great fit for our team.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you the ideal candidate. Don’t forget to mention your eagerness to support the Head of Legal & Compliance and contribute to the smooth running of the department.
Showcase Your Attention to Detail:In compliance, attention to detail is key. When filling out your application, double-check for any typos or errors. This not only reflects your diligence but also shows us that you understand the importance of accuracy in compliance work.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about our company culture and values!
How to prepare for a job interview at Taylor James Resourcing
✨Know Your Compliance Basics
Make sure you brush up on the fundamentals of compliance, especially in financial markets. Understand key concepts like KYC, AML, and risk assessments. This will show that you're not just a graduate but someone who’s genuinely interested in the field.
✨Showcase Your Hands-On Experience
Since the role is in a small team, highlight any practical experience you've had in compliance functions. Whether it’s internships or projects, be ready to discuss how you contributed to compliance tasks and what you learned from those experiences.
✨Prepare for Scenario Questions
Expect questions that put you in real-world compliance situations. Think about how you would handle customer onboarding or respond to a potential financial crime alert. Practising these scenarios can help you articulate your thought process clearly during the interview.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions. Inquire about the team dynamics, the specific compliance challenges they face, or how success is measured in the role. This shows your enthusiasm and helps you gauge if the company is the right fit for you.
