Our client is a Global Financial Markets Trading Company, based in the compliance onboarding team of a global broking organisation. We are looking for someone with five years KYC and AML experience within the financial markets. It would be highly preferred that you have a background onboarding both Clearing and Execution clients within the exchange traded futures and option arena.
Duties and Responsibilities
- Forensic review of client documentation in conjunction with FCA Know Your Customer and Anti-Money Laundering Rules.
- Diligent preparation of client application packs for Anti-Money Laundering, Compliance, Credit and Risk review.
- Support and assist the firm's Management on client applications and documentation requirements.
- Liaise with the sales teams to resolve account application questions and issues.
- Liaise with clients to resolve account application questions and issues.
- Ensure creation and maintenance of accurate client information and static data on internal systems.
- Assist with project work when required.
- Other duties as assigned.
Experience & Skills Required
- 2 years progressive experience with industry rules and regulations.
- Ability to use internal and external systems, including prior experience of DOCS system would be useful.
- Effective communication skills both written and verbal for assisting in client and internal requests.
- Ability to be self-motivated, organised and to ensure work is completed in a timely manner with deadlines met.
- Strong organisational and analytical skills essential.
- Good team player.
- Bachelor's Degree in Business or equivalent industry experience.
Client Onboarding KYC Associate in London employer: Taylor James Resourcing
As a leading Global Financial Markets Trading Company, we pride ourselves on fostering a dynamic and inclusive work environment that prioritises employee growth and development. Our compliance onboarding team offers unique opportunities to engage with industry experts while ensuring adherence to FCA regulations, all within a supportive culture that values collaboration and innovation. Join us in our London office, where you can make a meaningful impact in the financial sector while enjoying competitive benefits and a commitment to work-life balance.
